Sec Form 4 Filing - CETIN ERDOGAN @ UCP HOLDINGS, INC. - 2013-12-31

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
CETIN ERDOGAN
2. Issuer Name and Ticker or Trading Symbol
UCP HOLDINGS, INC. [ UCPH]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
14 WALL STREET, 20TH FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
12/31/2013
(Street)
NEW YORK, NY10005
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 31,275,000 ( 1 ) I Held by Universe Capital Partners LLC
Common Stock 12/31/2013 S/K( 2 ) 36,500,000 A $ 0.6 ( 2 ) 36,500,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
CETIN ERDOGAN
14 WALL STREET
20TH FLOOR
NEW YORK, NY10005
X X
Signatures
/s/ Erdogan Cetin 01/02/2014
Signature of Reporting Person Date
Explanation of Responses:
( 1 )As of the date hereof, Mr. Cetin beneficially owns 67,775,000 shares of the Issuer's common stock, which represents approximately 89.18% of the Issuer's common stock. 31,275,000 of these shares are being held directly by Universe Capital Partners LLC.
( 2 )The Issuer has transferred an aggregate of 36,500,000 shares of common stock of the Issuer to the Reporting Person pursuant to the definitive provisional arrangements and conditions that have been set forth in a share exchange agreement dated December 30, 2013 in exchange for 2,040,000,000 shares of common stock of Kapital Yonetim Hizmet Ve Gayr. Yat. San. Tic. Ltd. Sirketi (Kapital). It has been mutually agreed upon by the parties of foregoing agreement that the fair value of the consideration that consists of 2,040,000,000 shares of Kapital equals to USD 21,900,000.

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