Sec Form 4 Filing - Tang Justin @ CHINACAST EDUCATION CORP - 2010-02-09

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Tang Justin
2. Issuer Name and Ticker or Trading Symbol
CHINACAST EDUCATION CORP [ CAST]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
1 23A YU JING YUAN, 5 SHOU TU DONG LU
3. Date of Earliest Transaction (MM/DD/YY)
02/09/2010
(Street)
BEIJING, F4F4
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/09/2010 A 60,000 ( 1 ) A $ 6.25 411,100 D
Common Stock 06/01/2010 S 16,315 D $ 6.3884 ( 2 ) 394,785 D
Common Stock 06/02/2010 S 13,685 D $ 6.341 ( 3 ) 381,100 D
Common Stock 06/07/2010 S 20,000 D $ 6.0896 ( 4 ) 361,100 D
Common Stock 06/09/2010 S 10,000 D $ 6.086 ( 5 ) 351,000 D
Common Stock 06/10/2010 S 20,000 D $ 6.1484 ( 6 ) 331,100 D
Common Stock 06/15/2010 S 20,000 D $ 6.2098 ( 7 ) 311,100 D
Common Stock 08/17/2010 S 1,500 D $ 6.2356 ( 8 ) 309,600 D
Common Stock 08/30/2010 S 8,500 D $ 6 ( 9 ) 301,100 D
Common Stock 08/31/2010 S 18,000 D $ 5.9201 283,100 D
Common Stock 08/31/2010 S 2,000 D $ 6.02 281,100 D
Common Stock 09/01/2010 S 10,000 D $ 6.0259 271,100 D
Common Stock 09/02/2010 S 10,000 D $ 6.1855 ( 10 ) 261,100 D
Common Stock 09/03/2010 S 5,000 D $ 6.5949 ( 11 ) 256,100 D
Common Stock 09/07/2010 S 5,000 D $ 6.389 ( 12 ) 251,100 D
Common Stock 09/08/2010 S 5,000 D $ 6.4461 ( 13 ) 246,100 D
Common Stock 09/09/2010 S 5,000 D $ 6.1842 241,100 D
Common Stock 09/13/2010 S 5,000 D $ 6.3083 ( 14 ) 236,100 D
Common Stock 09/14/2010 S 5,000 D $ 6.4248 ( 15 ) 231,100 D
Common Stock 09/15/2010 S 5,000 D $ 6.4824 ( 16 ) 226,100 D
Common Stock 09/16/2010 S 5,000 D $ 6.4814 ( 17 ) 221,100 D
Common Stock 09/17/2010 S 5,000 D $ 6.7708 ( 18 ) 216,100 D
Common Stock 09/20/2010 S 5,000 D $ 6.9772 ( 19 ) 211,100 D
Common Stock 11/30/2010 S 20,000 D $ 7.7467 ( 20 ) 191,100 D
Common Stock 12/02/2010 S 20,000 D $ 7.7149 171,100 D
Common Stock 12/07/2010 S 21,110 D $ 7.7443 ( 21 ) 149,990 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Tang Justin
1 23A YU JING YUAN
5 SHOU TU DONG LU
BEIJING, F4F4
X
Signatures
/s/ Justin Tang 11/20/2013
Signature of Reporting Person Date
Explanation of Responses:
( 1 )These 60,000 shares are part of a total of 100,000 shares of the Company's common stock that were granted to Mr. Tang in three separate tranches as part of his compensation as an independent director of the Company. The first tranche of 10,000 shares vested on February 9, 2008 and the second tranche of 30,000 shares vested on February 9, 2009.
( 2 )This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on June 1, 2010, within a $1.00 range. The actual prices for these transactions range from $6.30 to $6.51, inclusive. The Reporting Person further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
( 3 )This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on June 2, 2010, within a $1.00 range. The actual prices for these transactions range from $6.29 to $6.40, inclusive. The Reporting Person further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
( 4 )This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on June 7, 2010, within a $1.00 range. The actual prices for these transactions range from $6.02 to $6.15, inclusive. The Reporting Person further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
( 5 )This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on June 9, 2010, within a $1.00 range. The actual prices for these transactions range from $6.00 to $6.14, inclusive. The Reporting Person further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
( 6 )This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on June 10, 2010, within a $1.00 range. The actual prices for these transactions range from $6.11 to $6.18, inclusive. The Reporting Person further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
( 7 )This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on June 15, 2010, within a $1.00 range. The actual prices for these transactions range from $6.16 to $6.285, inclusive. The Reporting Person further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
( 8 )This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on August 17, 2010, within a $1.00 range. The actual prices for these transactions range from $6.23 to $6.25, inclusive. The Reporting Person further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
( 9 )This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on August 30, 2010, within a $1.00 range. The actual prices for these transactions range from $6.00 to $6.005, inclusive. The Reporting Person further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
( 10 )This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 2, 2010, within a $1.00 range. The actual prices for these transactions range from $6.0436 to $6.34, inclusive. The Reporting Person further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
( 11 )This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 3, 2010, within a $1.00 range. The actual prices for these transactions range from $6.44 to $6.83, inclusive. The Reporting Person further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
( 12 )This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 7, 2010, within a $1.00 range. The actual prices for these transactions range from $6.25 to $6.50, inclusive. The Reporting Person further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
( 13 )This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 8, 2010, within a $1.00 range. The actual prices for these transactions range from $6.3704 to $6.53, inclusive. The Reporting Person further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
( 14 )This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 13, 2010, within a $1.00 range. The actual prices for these transactions range from $6.22 to $6.4005, inclusive. The Reporting Person further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
( 15 )This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 14, 2010, within a $1.00 range. The actual prices for these transactions range from $6.37 to $6.54, inclusive. The Reporting Person further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
( 16 )This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 15, 2010, within a $1.00 range. The actual prices for these transactions range from $6.4136 to $6.50, inclusive. The Reporting Person further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
( 17 )This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 16, 2010, within a $1.00 range. The actual prices for these transactions range from $6.43 to $6.585, inclusive. The Reporting Person further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
( 18 )This price reflects the w eighted average sale price for open-market sales of Shares made by the Reporting Persons on September 17, 2010, within a $1.00 range. The actual prices for these transactions range from $6.60 to $6.811, inclusive. The Reporting Person further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
( 19 )This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 20, 2010, within a $1.00 range. The actual prices for these transactions range from $6.80 to $7.045, inclusive. The Reporting Person further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
( 20 )This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on November 30, 2010, within a $1.00 range. The actual prices for these transactions range from $7.71 to $7.80, inclusive. The Reporting Person further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
( 21 )This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on December 7, 2010, within a $1.00 range. The actual prices for these transactions range from $7.66 to $7.795, inclusive. The Reporting Person further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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