Sec Form 4 Filing - ELMORE WILLIAM B @ CONTROL4 CORP - 2016-08-05

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
ELMORE WILLIAM B
2. Issuer Name and Ticker or Trading Symbol
CONTROL4 CORP [ CTRL]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Former 10% Owner
(Last) (First) (Middle)
250 MIDDLEFIELD ROAD
3. Date of Earliest Transaction (MM/DD/YY)
08/05/2016
(Street)
MENLO PARK, CA94025
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/05/2016 08/05/2016 J( 1 ) 1,300,000 D $ 0 ( 1 ) 1,956,419 I By: Foundation Capital IV, L.P. ( 2 )
Common Stock 37,559 I By: FC IV Active Advisors Fund, LLC ( 2 )
Common Stock 40,364 I By: Foundation Capital IV Principals Fund, LLC ( 2 )
Common Stock 240,332 I By: Foundation Capital VI, L.P.( ( 3 )
Common Stock 2,684 I By: Foundation Capital VI Principals Fund, LLC ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
ELMORE WILLIAM B
250 MIDDLEFIELD ROAD
MENLO PARK, CA94025
Former 10% Owner
HOLLAND PAUL R
250 MIDDLEFIELD ROAD
MENLO PARK, CA94025
Former 10% Owner
KOONTZ PAUL G
250 MIDDLEFIELD ROAD
MENLO PARK, CA94025
Former 10% Owner
Moldow Charles
250 MIDDLEFIELD ROAD
MENLO PARK, CA94025
Former 10% Owner
SCHUH MICHAEL N
250 MIDDLEFIELD ROAD
MENLO PARK, CA94025
Former 10% Owner
Weiss Warren M
250 MIDDLEFIELD ROAD
MENLO PARK, CA94025
Former 10% Owner
Signatures
/s/ David Singer as Attorney-in-Fact for William B. Elmore 08/09/2016
Signature of Reporting Person Date
/s/ David Singer as Attorney-in-Fact for Paul R. Holland 08/09/2016
Signature of Reporting Person Date
/s/ David Singer as Attorney-in-Fact for Paul G. Koontz 08/09/2016
Signature of Reporting Person Date
/s/ David Singer as Attorney-in-Fact for Charles Moldow 08/09/2016
Signature of Reporting Person Date
/s/ David Singer as Attorney-in-Fact for Michael N. Schuh 08/09/2016
Signature of Reporting Person Date
/s/ David Singer as Attorney-in-Fact for Warren M. Weiss 08/09/2016
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital IV, L.P. effected following the close of the trading market on August 5, 2016 without consideration to its limited partners.
( 2 )Foundation Capital Management Co. IV, L.L.C. serves as the general partner of Foundation Capital IV, L.P. and the manager of FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Paul R. Holland, Paul G. Koontz, Charles Moldow, Michael N. Schuh and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. IV, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
( 3 )Foundation Capital Management Co. VI, L.L.C. serves as the general partner of Foundation Capital VI, L.P. and the manager of Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul R. Holland, Paul G. Koontz, Charles Moldow, Michael N. Schuh, Steve Vassallo and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Mr. Vassallo is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

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