Sec Form 4 Filing - Judd Bryce @ CONTROL4 CORP - 2017-01-03

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Judd Bryce 2. Issuer Name and Ticker or Trading Symbol CONTROL4 CORP [ CTRL] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) SVP of Sales (Last) (First) (Middle) 11734 SOUTH ELECTION ROAD 3. Date of Earliest Transaction (MM/DD/YY) 01/03/2017 (Street) SALT LAKE CITY, UT84020 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Units ( 1 ) 01/03/2017 A 18,200 ( 2 ) ( 2 ) Common Stock 18,200 $ 0 18,200 D Performance-based Restricted Stock Units ( 1 ) 01/03/2017 A 18,200 ( 3 ) ( 3 ) Common Stock 18,200 $ 0 18,200 D Performance-based Restricted Stock Units ( 1 ) 01/03/2017 A 14,000 ( 4 ) ( 4 ) Common Stock 14,000 $ 0 14,000 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Judd Bryce 11734 SOUTH ELECTION ROAD SALT LAKE CITY, UT84020 SVP of Sales Signatures /s/ Greg Bishop, attorney-in-fact for Bryce Judd 01/05/2017 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Each Unit represents the right to receive, at settlement, one share of common stock at no cost. ( 2 )This RSU award was granted on January 3, 2017, and will vest as follows: 1/3 of the shares shall vest on February 15, 2018, and an additional 1/12 of the shares shall vest quarterly thereafter in each of the following eight quarters, subject to the reporting person's continuous service to the Issuer on each such date. ( 3 )This PSU award was granted on January 3, 2017, and upon the certification that certain 2017 financial performance goals were achieved, these shares will vest as follows: 1/3 of the shares shall vest on February 15, 2018, and an additional 1/12 of the shares shall vest quarterly thereafter in each of the following eight quarters, subject to the reporting person's continuous service to the Issuer on each such date. ( 4 )This PSU award was granted on January 3, 2017, and upon the certification that certain 2017 financial performance goals were achieved, these shares will vest in full on February 15, 2018, subject to the reporting person's continuous service to the Issuer on each such date.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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