Sec Form 4 Filing - FIER IAN @ MOMENTA PHARMACEUTICALS INC - 2020-10-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
FIER IAN
2. Issuer Name and Ticker or Trading Symbol
MOMENTA PHARMACEUTICALS INC [ MNTA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Mfg and Program Officer
(Last) (First) (Middle)
C/O MOMENTA PHARMACEUTICALS, INC., 301 BINNEY STREET
3. Date of Earliest Transaction (MM/DD/YY)
10/01/2020
(Street)
CAMBRIDGE, MA02142
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 1 ) 10/01/2020 D 45,000 ( 1 ) ( 1 ) Common Stock 45,000 ( 1 ) 0 D
Restricted Stock Units ( 1 ) 10/01/2020 D 1,425 ( 1 ) ( 1 ) Common Stock 1,425 ( 1 ) 0 D
Restricted Stock Units ( 1 ) 10/01/2020 D 21,938 ( 1 ) ( 1 ) Common Stock 21,938 ( 1 ) 0 D
Restricted Stock Units ( 1 ) 10/01/2020 D 40,000 ( 1 ) ( 1 ) Common Stock 40,000 ( 1 ) 0 D
Stock Option (Right to Buy) $ 18.85 10/01/2020 D 2,751 ( 2 ) 02/07/2027 Common Stock 2,751 ( 2 ) 0 D
Stock Option (Right to Buy) $ 12.76 10/01/2020 D 20,192 ( 2 ) 02/11/2029 Common Stock 20,192 ( 2 ) 0 D
Stock Option (Right to Buy) $ 31.87 10/01/2020 D 3,622 ( 2 ) 02/07/2030 Common Stock 3,622 ( 2 ) 0 D
Stock Option (Right to Buy) $ 18.85 10/01/2020 D 99 ( 2 ) 02/07/2027 Common Stock 99 ( 2 ) 0 D
Stock Option (Right to Buy) $ 12.76 10/01/2020 D 52,808 ( 2 ) 02/11/2029 Common Stock 52,808 ( 2 ) 0 D
Stock Option (Right to Buy) $ 31.87 10/01/2020 D 76,378 ( 2 ) 02/07/2030 Common Stock 76,378 ( 2 ) 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
FIER IAN
C/O MOMENTA PHARMACEUTICALS, INC.
301 BINNEY STREET
CAMBRIDGE, MA02142
Chief Mfg and Program Officer
Signatures
/s/ R. Mark Chamberlin as attorney in fact 10/01/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Reflects disposition of Issuer restricted stock units in accordance with that certain Agreement and Plan of Merger, dated as of August 19, 2020 (the "Merger Agreement"), by and among Johnson & Johnson, Vigor Sub, Inc. and the Issuer, pursuant to which, effective immediately prior to the effective time of the merger contemplated thereby (the "Effective Time"), each Issuer restricted stock unit held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer restricted stock unit immediately prior to the Effective Time by (y) $52.50 per share in cash, without interest, less any required withholding taxes (the "Offer Price").
( 2 )Reflects disposition of options to acquire shares of Issuer common stock (each, an "Issuer Option") in accordance with the Merger Agreement, pursuant to which, effective immediately prior to the Effective Time, each Issuer Option held by the Reporting Person became vested in full and, as of the Effective Time, was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (x) the aggregate number of shares of Issuer common stock underlying such Issuer Option immediately prior to the Effective Time by (y) the amount, if any, by which the Offer Price exceeds the per share exercise price of such Issuer Option.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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