Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Option to purchase Common Stock (right to buy) |
$
18.15 |
05/25/2020 |
|
D |
|
|
10,000 |
(
1
) |
07/24/2022 |
Common Stock, $.001 par value per share |
10,000 |
(
2
) |
0 |
D |
|
Option to purchase Common Stock (right to buy) |
$
1.04 |
05/25/2020 |
|
A |
|
10,000 |
|
(
1
) |
07/24/2023 |
Common Stock, $.001 par value per share |
10,000 |
(
2
) |
10,000 |
D |
|
Option to purchase Common Stock (right to buy) |
$
11.4 |
05/25/2020 |
|
D |
|
|
6,667 |
(
1
) |
05/29/2024 |
Common Stock, $.001 par value per share |
6,667 |
(
3
) |
0 |
D |
|
Option to purchase Common Stock (right to buy) |
$
1.04 |
05/25/2020 |
|
A |
|
6,667 |
|
(
1
) |
05/29/2025 |
Common Stock, $.001 par value per share |
6,667 |
(
3
) |
6,667 |
D |
|
Option to purchase Common Stock (right to buy) |
$
11.4 |
05/25/2020 |
|
D |
|
|
33,334 |
(
4
) |
05/29/2024 |
Common Stock, $.001 par value per share |
33,334 |
(
3
) |
0 |
D |
|
Option to purchase Common Stock (right to buy) |
$
1.04 |
05/25/2020 |
|
A |
|
33,334 |
|
(
4
) |
05/29/2025 |
Common Stock, $.001 par value per share |
33,334 |
(
3
) |
33,334 |
D |
|
Option to purchase Common Stock (right to buy) |
$
18.15 |
05/25/2020 |
|
D |
|
|
10,000 |
(
1
) |
07/24/2022 |
Common Stock, $.001 par value per share |
10,000 |
(
2
) |
0 |
I |
See Footnote (
5
) |
Option to purchase Common Stock (right to buy) |
$
1.04 |
05/25/2020 |
|
A |
|
10,000 |
|
(
1
) |
07/24/2023 |
Common Stock, $.001 par value per share |
10,000 |
(
2
) |
10,000 |
I |
See Footnote (
5
) |
Option to purchase Common Stock (right to buy) |
$
11.4 |
05/25/2020 |
|
D |
|
|
5,334 |
(
1
) |
05/29/2024 |
Common Stock, $.001 par value per share |
5,334 |
(
3
) |
0 |
I |
See Footnote (
5
) |
Option to purchase Common Stock (right to buy) |
$
1.04 |
05/25/2020 |
|
A |
|
5,334 |
|
(
1
) |
05/29/2025 |
Common Stock, $.001 par value per share |
5,334 |
(
3
) |
5,334 |
I |
See Footnote (
5
) |
Option to purchase Common Stock (right to buy) |
$
11.4 |
05/25/2020 |
|
D |
|
|
17,000 |
(
4
) |
05/29/2024 |
Common Stock, $.001 par value per share |
17,000 |
(
3
) |
0 |
I |
See Footnote (
5
) |
Option to purchase Common Stock (right to buy) |
$
1.04 |
05/25/2020 |
|
A |
|
17,000 |
|
(
4
) |
05/29/2025 |
Common Stock, $.001 par value per share |
17,000 |
(
3
) |
17,000 |
I |
See Footnote (
5
) |
|