Sec Form 4 Filing - Goren Andrea @ XPLORE TECHNOLOGIES CORP - 2016-11-18

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Goren Andrea
2. Issuer Name and Ticker or Trading Symbol
XPLORE TECHNOLOGIES CORP [ XPLR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
845 W END AVE #14A
3. Date of Earliest Transaction (MM/DD/YY)
11/18/2016
(Street)
NEW YORK, NY10022
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/18/2016 P 2,000 A $ 2.399 1,252,552 I See Footnote ( 1 )
Common Stock 11/18/2016 P 3,000 A $ 2.398 1,255,552 I See Footnote ( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Goren Andrea
845 W END AVE #14A
NEW YORK, NY10022
X
Signatures
/S/ Andrea Goren 01/18/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )A total of 5,000 shares were purchased on November 18, 2016 by Andax LLC., for which Mr. Goren is the manager. After this purchase, a total of 27,303 shares are held by Andax, LLC. The amount of shares beneficially owned also include 67,927 shares of common stock that Mr. Goren has the right to acquire upon exercise of outstanding options within 60 days of November 18, 2016, and 24,524 shares of common stock owned of record by SG Phoenix LLC, an entity in which Mr. Goren shares voting and dispositive power. Also includes 1,091,775 shares of common stock beneficially owned by Phoenix Venture Fund, LLC, for which Mr. Goren is the co-managers of the managing member.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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