Sec Form 4 Filing - BUTLER HELEN RANKIN @ HYSTER-YALE MATERIALS HANDLING, INC. - 2020-04-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
BUTLER HELEN RANKIN
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Member of a Group
(Last) (First) (Middle)
5875 LANDERBROOK DRIVE, SUITE 300
3. Date of Earliest Transaction (MM/DD/YY)
04/01/2020
(Street)
MAYFIELD HEIGHTS, OH44124
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 04/01/2020 A( 1 ) 610 A $ 0 29,407 I spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. ( 2 )
Class A Common Stock 1,073 I Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock 634 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 8,638 I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P ( 2 )
Class A Common Stock 377 I child's proportionate interests held in shares in Rankin Associates V
Class A Common Stock 4,513 I held in Trust for the benefit of Reporting Person's minor child ( 2 )
Class A Common Stock 1,073 I Child's proportionate partnership interest shares held by AMR Associ ates LP
Class A Common Stock 8,794 I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P ( 2 )
Class A Common Stock 377 I child's proportionate interests held in shares in Rankin Associates V
Class A Common Stock 4,357 I held in trust for the benefit of Reporting Person's minor child ( 2 )
Class A Common Stock 634 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 84,312 I proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock 535 I Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 49,811 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock 11,417 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock 32,369 I proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.
Class A Common Stock 483 I proportionate limited partnership interests in shares held by Rankin Associates V, L.P.
Class A Common Stock 120,728 I held by Trust for the benefit of Reporting Person
Class A Common Stock 2,800 I Individual Retirement Account for the benefit of the Reporting Person's spouse ( 2 )
Class A Common Stock 635 I Spouse's proportionate interest in Rankin Associates VI
Class A Common Stock 8,061 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP ( 2 )
Class A Common Stock 377 I spouse's proportionate interests held in shares in Rankin Associates V
Class A Common Stock 0 I Held by Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number o f Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 3 ) ( 3 ) ( 3 ) Class A Common Stock 1,252 1,252 I Child's proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock ( 3 ) ( 3 ) ( 3 ) Class A Common Stock 8,638 8,638 I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P ( 2 )
Class B Common Stock ( 3 ) ( 3 ) ( 3 ) Class A Common Stock 3,683 3,683 I held by Trust for the benefit of Reporting Person's minor child
Class B Common Stock ( 3 ) ( 3 ) ( 3 ) Class A Common Stock 1,252 1,252 I Child's proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock ( 3 ) ( 3 ) ( 3 ) Class A Common Stock 8,794 8,794 I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P ( 2 )
Class B Common Stock ( 3 ) ( 3 ) ( 3 ) Class A Common Stock 3,527 3,527 I held by trust for the benefit of Reporting Person's minor child ( 2 )
Class B Common Stock ( 3 ) ( 3 ) ( 3 ) Class A Common Stock 98,202 98,202 I proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock ( 3 ) ( 3 ) ( 3 ) Class A Common Stock 89,105 89,105 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class B Common Stock ( 3 ) ( 3 ) ( 3 ) Class A Common Stock 11,417 11,417 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock ( 3 ) ( 3 ) ( 3 ) Class A Common Stock 51,283 51,283 I proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.
Class B Common Stock ( 3 ) ( 3 ) ( 3 ) Class A Common Stock 58,586 58,586 I Held by Trust for the benefit of Reporting Person
Class B Common Stock ( 3 ) ( 3 ) ( 3 ) Class A Common Stock 2,800 2,800 I Individual Retirement Account for the benefit of the Reporting Person's spouse ( 2 )
Class B Common Stock ( 3 ) ( 3 ) ( 3 ) Class A Common Stock 8,061 8,061 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP
Class B Common Stock ( 3 ) ( 3 ) ( 3 ) Class A Common Stock 17,262 17,262 I spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. ( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
BUTLER HELEN RANKIN
5875 LANDERBROOK DRIVE, SUITE 300
MAYFIELD HEIGHTS, OH44124
Member of a Group
Signatures
/s/ Suzanne S. Taylor, attorney-in-fact 04/01/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
( 2 )Reporting Person disclaims beneficial ownership of all such shares.
( 3 )N/A

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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