Sec Form 4 Filing - RANKIN ALFRED M ET AL @ HYSTER-YALE MATERIALS HANDLING, INC. - 2019-07-09

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
RANKIN ALFRED M ET AL
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chairman
(Last) (First) (Middle)
5875 LANDERBROOK DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
07/09/2019
(Street)
MAYFIELD HEIGHTS, OH44124
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 07/09/2019 P 6 ( 1 ) A $ 53.8268 20,670 I Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. ( 2 )
Class A Common Stock 07/09/2019 P 48 ( 1 ) A $ 53.8268 20,718 I Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. ( 2 )
Class A Common Stock 07/09/2019 P 472 ( 1 ) A $ 53.8268 22,761 I Serves as trustee of trust for the benefit of Clara Rankin ( 3 )
Class A Common Stock 07/09/2019 P 1,771 ( 1 ) A $ 53.8268 177,415 I Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
Class A Common Stock 07/09/2019 P 590 ( 1 ) A $ 53.8268 104,684 I Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin ( 2 )
Class A Common Stock 07/09/2019 P 590 ( 1 ) A $ 53.8268 72,366 I Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin ( 2 )
Class A Common Stock 07/09/2019 P 35 ( 1 ) A $ 53.83 ( 4 ) 16,907 I Serves as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5
Class A Common Stock 07/09/2019 P 1 ( 1 ) A $ 53.83 ( 4 ) 678 I Represents the proportionate interest in shares held by RA5
Class A Common Stock 07/09/2019 P 36 ( 1 ) A $ 53.83 ( 4 ) 46,832 I Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common Stock 07/09/2019 P 36 ( 1 ) A $ 53.83 ( 4 ) 46,832 I Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common Stock 07/09/2019 P 50 ( 1 ) A $ 53.83 ( 4 ) 46,882 I Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common Stock 07/09/2019 P 50 ( 1 ) A $ 53.83 ( 4 ) 46,882 I Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common Stock 07/09/2019 P 1 ( 1 ) A $ 53.83 ( 4 ) 291 I Represents the proportionate interest in shares held by RAVI
Class A Common Stock 07/09/2019 P 1 ( 1 ) A $ 53.83 ( 4 ) 632 I Spouse's proportionate interest in shares held by RA VI
Class A Common Stock 07/09/2019 P 1 ( 1 ) A $ 53.83 ( 4 ) 633 I Brother's Proportionate interest in share held by Rankin Associates VI
Class A Common Stock 21,920 I Represents the proportionate limited partnership interest in shares held by AMR Associates LP
Class A Common Stock 14,752 I Held in an Individual Retirement Account for the benefit of the Reporting Person.
Class A Common Stock 10,271 I proportionate LP interest in shares held by RA I in qualified annuity interest trust-benefit of AMR
Class A Common Stock 541 I Represents the proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stock 19 I proportionate general partnership interest shares held by RAIV
Class A Common Stock 1,087 I Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock 1,975 I proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner
Class A Common Stock 80 I Proportionate Interest in shares held by RA5 held by Rankin Management Inc.
Class A Common Stock 99 I Proportionate Interest in shares held by RA6 held by Rankin Management Inc.
Class A Common Stock 42,666 I proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin ( 2 )
Class A Common Stock 25,099 I proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin ( 2 )
Class A Common Stock 46,182 I Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV ( 2 )
Class A Common Stock 9,600 I Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 25,524 25,524 I Represents the proportionate limited partnership interest in shares held by AMR Associates LP
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 14,160 14,160 I Held in an Individual Retirement Account for the benefit of the Reporting Person.
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 17,556 17,556 I Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 18,373 18,373 I proportionate LP intrst in shares held by RA I LP in qualified annuity interest trust-benefit of AMR
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 541 541 I Represents the proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 31 31 I proportionate general partnership interest shares held by RAIV
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 1,721 1,721 I Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 1,975 1,975 I proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 18,625 18,625 I Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. ( 2 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 76,330 76,330 I proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin ( 2 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 25,099 25,099 I proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin ( 2 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 73,166 73,166 I Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 747 747 I Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin ( 2 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 9,600 9,600 I Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren ( 2 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 6,889 6,889 I Reporting Person Serves as Trustee GSTs for the Benefit of Clara R. Williams
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 6,889 6,889 I Reporting Person Serves as Trustee of GSTs for the benefit of Helen R. Butler
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 21,006 21,006 I Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin ( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
RANKIN ALFRED M ET AL
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH44124
X Chairman
Signatures
/s/ Suzanne S. Taylor, attorney-in-fact 07/10/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Shares purchased pursuant to 10b5-1 plan.
( 2 )Reporting Person disclaims beneficial ownership of all such shares.
( 3 )Reporting person serves as Trust for Clara L.T. Rankin Trust
( 4 )2019-July-9-Weighted Average-Share Price represents average price between $53.50 and $53.99.
( 5 )N/A

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