Sec Form 4 Filing - RANKIN CHLOE O @ HYSTER-YALE MATERIALS HANDLING, INC. - 2019-04-09

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
RANKIN CHLOE O
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Member of a Group
(Last) (First) (Middle)
5875 LANDERBROOK DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
04/09/2019
(Street)
MAYFIELD HEIGHTS, OH44124
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
04/09/2019
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 04/09/2019 P 1 ( 1 ) A $ 64.99 ( 2 ) 655 I Spouse's Interest in Shares held by Rankin Associates V
Class A Common Stock 04/09/2019 P 30 ( 1 ) A $ 64.99 ( 2 ) 29,173 I Spouse serves as trustee of GSTs for the benefit of Chloe R. Seelbach
Class A Common Stock 04/09/2019 P 30 ( 1 ) A $ 64.99 ( 2 ) 29,173 I Spouse serves as trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class A Common Stock 04/09/2019 P 30 ( 1 ) A $ 64.99 ( 2 ) 29,173 I Spouse serves as trustee of GSTs for the benefit of Julia Kuipers
Class A Common Stock 04/09/2019 P 30 ( 1 ) A $ 64.99 ( 2 ) 29,203 I Spouse serves as trustee of GSTs for the benefit of Chloe R. Seelbach
Class A Common Stock 04/09/2019 P 30 ( 1 ) A $ 64.99 ( 2 ) 29,203 I Spouse serves as trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class A Common Stock P 30 ( 1 ) A $ 64.99 ( 2 ) 29,203 I Spouse serves as trustee of GSTs for the benefit of Julia Kuipers
Class A Common Stock 04/09/2019 P 1 ( 1 ) A $ 64.99 ( 2 ) 282 I Spouse's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock 04/09/2019 P 1 ( 1 ) A $ 64.99 ( 2 ) 610 I Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 04/10/2019 P 1 ( 1 ) A $ 64.93 ( 3 ) 78 I Spouse's interest in shares held by RA5 held by Rankin Management
Class A Common Stock 04/10/2019 P 1 ( 1 ) A $ 64.93 ( 3 ) 656 I Spouse's Interest in Shares held by Rankin Associates V
Class A Common Stock 04/10/2019 P 15 ( 1 ) A $ 64.93 ( 3 ) 29,218 I Spouse serves as trustee of GSTs for the benefit of Chloe R. Seelbach
Class A Common Stock 04/10/2019 P 15 ( 1 ) A $ 64.93 ( 3 ) 29,218 I Spouse serves as trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class A Common Stock 04/10/2019 P 15 ( 1 ) A $ 64.93 ( 3 ) 29,218 I Spouse serves as trustee of GSTs for the benefit of Julia Kuipers
Class A Common Stock 04/10/2019 P 16 ( 1 ) A $ 64.93 ( 3 ) 29,234 I Spouse serves as trustee of GSTs for the benefit of Chloe R. Seelbach
Class A Common Stock 04/10/2019 P 16 ( 1 ) A $ 64.93 ( 3 ) 29,234 I Spouse serves as trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class A Common Stock 04/10/2019 P 16 ( 1 ) A $ 64.93 ( 3 ) 29,234 I Spouse serves as trustee of GSTs for the benefit of Julia Kuipers
Class A Common Stock 04/10/2019 P 1 ( 1 ) A $ 64.93 ( 3 ) 611 I Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 35,857 I proportionate LP interest in shares held by RA1
Class A Common Stock 2,116 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock 2,283 I serves as Trustee of a Trust for the benefit of Chloe O. Rankin
Class A Common Stock 19 I spouses proportionate GP interest in shares of RA IV ( 4 )
Class A Common Stock 14,567 I spouse proportionate limited partnership interest in shares held by RA I LP ( 4 )
Class A Common Stock 35,628 I spouse's proportionate interest in shares held by RAII ( 4 )
Class A Common Stock 65,824 I proportionate limited partnership interest in shares held by Rankin Associates IV, L.P ( 4 )
Class A Common Stock 1,975 I spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI) ( 4 )
Class A Common Stock 96 I Spouse's interest in shares held by RA6 held by Rankin Management
Class A Common Stock 132,966 I spouse serves as Trustee of a Trust for the benefit of Claiborne R. Rankin ( 4 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 64,143 64,143 I proportionate LP interest in shares held by RA1
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 2,116 2,116 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 2,783 2,783 I reporting person serves as Trustee of a Trust for the benefit of Chloe O. Rankin
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 31 31 I spouses proportionate GP interest in shares of RA IV ( 4 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 26,057 26,057 I spouse proportionate limited partnership interest in shares held by RA I LP ( 4 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 35,628 35,628 I spouse's proportionate interest in shares held by RAII ( 4 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 104,286 104,286 I proportionate limited partnership interest in shares held by Rankin Associates IV, L.P ( 4 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 1,975 1,975 I spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI) ( 4 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 123,760 123,760 I spouse serves as Trustee of a Trust for the benefit of Claiborne R. Rankin ( 4 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 6,889 6,889 I Spouse serves as trustee of GSTs for the benefit of Chloe R. Seelbach
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 6,889 6,889 I Spouse serves as trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 6,889 6,889 I Spouse serves as trustee of GSTs for the benefit of Julia Kuipers
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
RANKIN CHLOE O
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH44124
Member of a Group
Signatures
/s/ Suzanne S. Taylor, attorney-in-fact 04/11/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Shares purchased pursuant to 10b5-1 plan
( 2 )2019-Apr-9-Weighted Average - Share Price represents average price between $64.97 and $64.99.
( 3 )2019-Apr-10-Weighted Average - Share Price represents average price between $64.85 and $64.99.
( 4 )Reporting Person disclaims beneficial ownership of all such shares.
( 5 )N/A

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