Sec Form 4 Filing - RANKIN ALISON A @ HYSTER-YALE MATERIALS HANDLING, INC. - 2019-03-12

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
RANKIN ALISON A
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Member of a Group
(Last) (First) (Middle)
5875 LANDERBROOK DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
03/12/2019
(Street)
MAYFIELD HEIGHTS, OH44124
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/12/2019 P 79 A $ 64.9847 10,698 I Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin
Class A Common Stock 03/12/2019 P 2 A $ 64.98 ( 1 ) 610 I Spouse's proportionate interests in shares held by Rankin Associates V
Class A Common Stock 03/12/2019 P 60 A $ 64.98 ( 1 ) 39,211 I Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin
Class A Common Stock 03/12/2019 P 60 A $ 64.98 ( 1 ) 39,211 I Spouse serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin
Class A Common Stock 03/12/2019 P 1 A $ 64.98 ( 1 ) 90 I spouse's interest in shares of Rankin Associates VI held by Rankin Management, Inc. ("RMI")
Class A Common Stock 03/12/2019 P 104 A $ 64.98 ( 1 ) 39,315 I Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin
Class A Common Stock 03/12/2019 P 104 A $ 64.98 ( 1 ) 39,315 I Spouse serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin
Class A Common Stock 03/12/2019 P 2 A $ 64.98 ( 1 ) 263 I Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 03/12/2019 P 3 A $ 64.98 ( 1 ) 570 I Proportionate interest in shares held in Rankin Associates VI
Class A Common Stock 03/12/2019 P 2 A $ 64.98 ( 1 ) 479 I Child's proportionate interest in shares held by Rankin Associates VI ( 2 )
Class A Common Stock 03/12/2019 P 3 A $ 64.98 ( 1 ) 479 I Child's proportionate interest in shares held by Rankin Associates VI ( 3 )
Class A Common Stock 54,147 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P ( 4 )
Class A Common Stock 29,986 I Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock 200 I Reporting person's spouse serves as Trustee for the benefit of Elisabeth Rankin
Class A Common Stock 765 I Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin
Class A Common Stock 20,426 I Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. ( 4 )
Class A Common Stock 1,851 I Co-Trustee for the benefit of Reporting Person's daughter. ( 4 )
Class A Common Stock 95 I Child's proportionate interest in shares held by Rankin Associates V ( 4 )
Class A Common Stock 1,209 I Spouse serves as Trustee for the benefit of A. Farnham Rankin
Class A Common Stock 18,294 I Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. ( 4 )
Class A Common Stock 95 I Child's proportionate interest in shares held by Rankin Associates V ( 4 )
Class A Common Stock 3,738 I Co-Trustee for the benefit of Reporting Person's daughter. ( 4 )
Class A Common Stock 19 I Spouse's proportionate general partnership interest shares held by RAIV. ( 4 )
Class A Common Stock 3,448 I Spouse's proportionate interests in shares held by Rankin Associates I. ( 4 )
Class A Common Stock 4,283 I spouse's proportionate limited partnership interest in shares held by RA II, L.P ( 4 )
Class A Common Stock 65,824 I Spouse's proportionate interests in shares held by Rankin Associates IV. ( 4 )
Class A Common Stock 1,975 I spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). ( 4 )
Class A Common Stock 70 I spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI")
Class A Common Stock 192,662 I spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin ( 4 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 96,861 96,861 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 29,986 29,986 I Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 3,123 3,123 I Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 200 200 I Reporting person's spouse serves as Trustee for the benefit of Elisabeth Rankin
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 20,426 20,426 I Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. ( 4 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 1,851 1,851 I Co-Trustee for the benefit of Reporting Person's daughter. ( 4 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 444 444 I Spouse Serves as Trustee for the benefit of A. Farnham Rankin ( 4 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 18,294 18,294 I Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. ( 4 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 3,738 3,738 I Co-Trustee for the benefit of Reporting Person's daughter.
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 6,889 6,889 I Spouse serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 6,889 6,889 I Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 31 31 I Reporting Person's spouse's proportionate GP interest in shares of Rankin Associates IV ( 4 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 6,168 6,168 I Spouses proportionate LP interest in shares held by RA1 ( 4 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 4,283 4,283 I spouse's proportionate limited partnership interest in shares held by RA II, L.P ( 4 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 104,286 104,286 I Spouse's proportionate interests in shares held by Rankin Associates IV. ( 4 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 1,975 1,975 I spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). ( 4 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 193,760 193,760 I spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin ( 4 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
RANKIN ALISON A
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH44124
Member of a Group
Signatures
/s/ Suzanne S. Taylor, attorney-in-fact 03/13/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )2019-Mar-12-Weighted Average - Share Price represents average price between $64.87 and $64.99.
( 2 )held in trust u/a/d 8/15/2012
( 3 )held in trust u/a/d 12/30/2015
( 4 )Reporting Person disclaims beneficial ownership of all such shares.
( 5 )N/A

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