Sec Form 4 Filing - RANKIN VICTOIRE G @ HYSTER-YALE MATERIALS HANDLING, INC. - 2019-01-02

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
RANKIN VICTOIRE G
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Member of a Group
(Last) (First) (Middle)
5875 LANDERBROOK DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
01/02/2019
(Street)
MAYFIELD HEIGHTS, OH44124
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/02/2019 P 79 ( 1 ) A $ 61.89 ( 2 ) 113,318 I Spouse serves as trustee for the GSTs for the benefit of Clara Williams
Class A Common Stock 01/02/2019 P 1 ( 1 ) A $ 61.89 ( 2 ) 250 I Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 01/02/2019 P 2 ( 1 ) A $ 61.89 ( 2 ) 542 I Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 01/02/2019 P 2 ( 1 ) A $ 61.89 ( 2 ) 542 I Spouse's brother's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 01/02/2019 P 1 ( 1 ) A $ 62.49 86 I spouse's proportionate interest in shares held by RAVI held by Rankin Management, Inc.
Class A Common Stock 01/02/2019 P 122 ( 1 ) A $ 62.49 113,440 I Spouse serves as trustee for GSTs for the benefit of Helen Butler
Class A Common Stock 01/02/2019 P 122 ( 1 ) A $ 62.49 113,440 I Spouse serves as trustee for the GSTs for the benefit of Clara Williams
Class A Common Stock 01/02/2019 P 2 ( 1 ) A $ 62.49 252 I Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 01/02/2019 P 3 ( 1 ) A $ 62.49 545 I Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 01/02/2019 P 4 ( 1 ) A $ 62.49 546 I Spouse's brother's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 01/03/2019 P 301 ( 1 ) A $ 61.7578 14,145 I spouse serves as the Trustee of the Trust which is held for the benefit of Clara LT Rankin
Class A Common Stock 01/03/2019 P 603 ( 1 ) A $ 61.7578 128,115 I spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr ( 3 )
Class A Common Stock 01/03/2019 P 1,026 ( 1 ) A $ 61.7578 77,426 I serves as Trustee of a Trust for the benefit of Victoire G. Rankin
Class A Common Stock 01/03/2019 P 904 ( 1 ) A $ 61.7578 42,470 I Spouse is a Trustee of a Trust for the benefit of Bruce T. Rankin ( 3 )
Class A Common Stock 01/03/2019 P 109 ( 1 ) A $ 61.74 ( 4 ) 14,853 I Spouse serves as trustee of Trust fbo Clara LT Rankin representing interest in shares held by RA5
Class A Common Stock 01/03/2019 P 4 ( 1 ) A $ 61.74 ( 4 ) 595 I Represents spouse's proportionate interest in shares held by Rankin Associates V
Class A Common Stock 01/03/2019 P 111 ( 1 ) A $ 61.74 ( 4 ) 113,551 I Spouse serves as trustee for GSTs for the benefit of Helen Butler
Class A Common Stock 21,920 I Represents Spouse's proportionate limited partnership interest in shares held by AMR Associates LP
Class A Common Stock 9,600 I spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren ( 3 )
Class A Common Stock 14,752 I Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse ( 3 )
Class A Common Stock 10,271 I Spouse's proportionate limited partnership interest in shares held by RA1 ( 3 )
Class A Common Stock 541 I Spouses's proportionate limited parternship interest in shares held by AMR RAII ( 3 )
Class A Common Stock 19 I Spouse's proporationate partnership interest in RAIV ( 3 )
Class A Common Stock 1,087 I Spouses proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock 1,975 I spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI") ( 3 )
Class A Common Stock 70 I spouse's proportionate interest in shares held by RAV held by Rankin Management, Inc.
Class A Common Stock 18,625 I spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr ( 3 )
Class A Common Stock 42,666 I Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust's proportionate interest of RA1 ( 3 )
Class A Common Stock 25,099 I Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust proporationate interest in RAII ( 3 )
Class A Common Stock 46,182 I Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust's proportionate interest of RA4 ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 25,524 25,524 I Represents Spouse's proportionate limited partnership interest in shares held by AMR Associates LP
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 9,600 9,600 I spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren ( 3 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 14,160 14,160 I Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse ( 3 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 17,556 17,556 I spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr ( 3 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 18,373 18,373 I Spouses proportionate limited partnership interest in shares held by Rankin Associates I. ( 3 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 541 541 I Spouses proportionate limited partnership interest in shares held by Rankin Associates II ( 3 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 31 31 I RAIV General Partnership
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 1,721 1,721 I Spouses Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 1,975 1,975 I spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI") ( 3 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 18,625 18,625 I spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr ( 3 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 76,330 76,330 I Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust proporationate interest in RAI ( 3 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 25,099 25,099 I Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust proporationate interest in RAII ( 3 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 73,166 73,166 I Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust proporationate interest in RAIV ( 6 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 747 747 I Spouse is a Trustee of a Trust, Trusts proportionate interest of Class A Trust ( 3 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 94,809 94,809 I Spouse serves as trustee for GSTs for the benefit of Clara Williams
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 94,809 94,809 I Spouse serves as trustee of GSTs trust for the benefit of Helen Butler
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 21,006 21,006 I serves as Trustee of a Trust for the benefit of Victoire G. Rankin
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
RANKIN VICTOIRE G
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH44124
Member of a Group
Signatures
/s/ Suzanne S. Taylor, attorney-in-fact 01/04/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Shares purchased pursuant to 10b5-1 plan
( 2 )2019-Jan-2 Weighted Average - Share Price represents average price between $61.18 and $62.00.
( 3 )Reporting Person disclaims beneficial ownership of all such shares.
( 4 )2019-Jan-3 Weighted Average - Share Price represents average price between $61.46 and $61.82.
( 5 )N/A
( 6 )BTR RA4-Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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