Sec Form 4 Filing - RANKIN CORBIN @ HYSTER-YALE MATERIALS HANDLING, INC. - 2018-12-28

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
RANKIN CORBIN
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Member of a Group
(Last) (First) (Middle)
5875 LANDERBROOK DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
12/28/2018
(Street)
MAYFIELD HEIGHTS, OH44124
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 12/28/2018 P 142 ( 1 ) A $ 61.3602 152,625 I spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin ( 2 )
Class A Common Stock 12/28/2018 P 2 ( 1 ) A $ 61.09 ( 3 ) 579 I Spouse's proportionate interest in shares held by RAV
Class A Common Stock 12/28/2018 P 36 ( 1 ) A $ 61.09 ( 3 ) 26,006 I Spouse serves as trustee for GSTs for the benefit of Matthew M. Rankin
Class A Common Stock 12/28/2018 P 36 ( 1 ) A $ 61.09 ( 3 ) 26,006 I Spouse serves as trustee for GSTs for the benefit of James T. Rankin
Class A Common Stock 12/28/2018 P 36 ( 1 ) A $ 61.09 ( 3 ) 26,006 I Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin
Class A Common Stock 12/28/2018 P 2 ( 1 ) A $ 61.63 ( 4 ) 581 I Spouse's proportionate interest in shares held by RAV
Class A Common Stock 12/28/2018 P 36 ( 5 ) A $ 61.63 ( 4 ) 26,042 I Spouse serves as trustee for GSTs for the benefit of Matthew M. Rankin
Class A Common Stock 12/28/2018 P 36 ( 1 ) A $ 61.63 ( 4 ) 26,042 I Spouse serves as trustee for GSTs for the benefit of James T. Rankin
Class A Common Stock 12/28/2018 P 36 ( 1 ) A $ 61.63 ( 4 ) 26,042 I Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin
Class A Common Stock 12/28/2018 P 63 ( 1 ) A $ 61.09 ( 3 ) 26,105 I Spouse serves as trustee for GSTs for the benefit of James T. Rankin
Class A Common Stock 12/28/2018 P 63 ( 1 ) A $ 61.09 ( 3 ) 26,105 I Spouse serves as trustee for GSTs for the benefit of Matthew M. Rankin
Class A Common Stock 12/28/2018 P 63 ( 1 ) A $ 61.09 ( 3 ) 26,105 I Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin
Class A Common Stock 12/28/2018 P 1 ( 1 ) A $ 61.09 ( 3 ) 246 I Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 12/28/2018 P 3 ( 1 ) A $ 61.09 ( 3 ) 533 I Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 12/28/2018 P 1 ( 1 ) A $ 61.63 ( 4 ) 84 I Spouse's Proportionate Interest in shares held by RAVI held by Rankin Management
Class A Common Stock 12/28/2018 P 63 ( 5 ) A $ 61.63 ( 4 ) 26,168 I Spouse serves as trustee for GSTs for the benefit of James T. Rankin
Class A Common Stock 12/28/2018 P 63 ( 1 ) A $ 61.63 ( 4 ) 26,168 I Spouse serves as trustee for GSTs for the benefit of Matthew M. Rankin
Class A Common Stock 12/28/2018 P 63 ( 1 ) A $ 61.63 ( 4 ) 26,168 I Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin
Class A Common Stock 12/28/2018 P 1 ( 1 ) A $ 61.63 ( 4 ) 247 I Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 12/28/2018 P 2 ( 5 ) A $ 61.63 ( 4 ) 535 I Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 12/31/2018 P 151 ( 1 ) A $ 61.9539 152,776 I spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin ( 2 )
Class A Common Stock 3,622 D
Class A Common Sto ck 14,343 I Reporting Person's LP interest in shares held in RA1
Class A Common Stock 1,843 I Reporting person's proportionate interests in shares held by Rankin Associates II, L.P
Class A Common Stock 7 I Held by Spouse
Class A Common Stock 19 I spouse's proportionate general partnership interest in shares of RA IV LP held by the Trust ( 6 )
Class A Common Stock 25,324 I spouse's proportionate partnership interest in shares held by RA I LP ( 6 )
Class A Common Stock 34,849 I spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P ( 6 )
Class A Common Stock 65,824 I Spouses proportionate LP interest in shares held in RA4 ( 6 )
Class A Common Stock 1,975 I Spouse's proportionate interest in shares held in RMI ( 6 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 7 ) ( 7 ) ( 7 ) Class A Common Stock 3,622 3,622 D
Class B Common Stock ( 7 ) ( 7 ) ( 7 ) Class A Common Stock 25,657 25,657 I Reporting Person's LP interest in shares held in RA1
Class B Common Stock ( 7 ) ( 7 ) ( 7 ) Class A Common Stock 1,843 1,843 I Reporting Person's proportionate interests in shares held by Rankin Associates II, L.P
Class B Common Stock ( 7 ) ( 7 ) ( 7 ) Class A Common Stock 6,889 6,889 I Spouse serves as trustee for GSTs for the benefit of James T. Rankin
Class B Common Stock ( 7 ) ( 7 ) ( 7 ) Class A Common Stock 6,889 6,889 I Spouse serves as trustee of GSTs for the benefit of Matthew M. Rankin
Class B Common Stock ( 7 ) ( 7 ) ( 7 ) Class A Common Stock 6,889 6,889 I Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin
Class B Common Stock ( 7 ) ( 7 ) ( 7 ) Class A Common Stock 7 7 I Held by Spouse
Class B Common Stock ( 7 ) ( 7 ) ( 7 ) Class A Common Stock 31 31 I spouse's proportionate limited partnership interest in shares of RA IV LP held by the Trust ( 6 )
Class B Common Stock ( 7 ) ( 7 ) ( 7 ) Class A Common Stock 45,300 45,300 I spouse's proportionate partnership interest in shares held by Rankin Associates I, L.P ( 6 )
Class B Common Stock ( 7 ) ( 7 ) ( 7 ) Class A Common Stock 34,849 34,849 I spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P ( 6 )
Class B Common Stock ( 7 ) ( 7 ) ( 7 ) Class A Common Stock 104,286 104,286 I spouses proortionate LP interest in shares held in RA4 ( 6 )
Class B Common Stock ( 7 ) ( 7 ) ( 7 ) Class A Common Stock 145,912 145,912 I spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin ( 6 )
Class B Common Stock ( 7 ) ( 7 ) ( 7 ) Class A Common Stock 1,975 1,975 I Spouse's proportionate interest in shares held in RMI ( 6 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
RANKIN CORBIN
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH44124
Member of a Group
Signatures
/s/ Suzanne S. Taylor, attorney-in-fact 01/02/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Shares purchased pursuant to 10b5-1 plan
( 2 )Reporting Person disclaims beneficial ownership of all such shares.
( 3 )2018-Dec-28 -Block 1 Weighted Average- Share Price represents average price between $60.50 and $61.49.
( 4 )2018-Dec-28 -Block 2 Weighted Average- Share Price represents average price between $61.50 and $62.09.
( 5 )Shares purchased pursuant to 10b5-1 plan
( 6 )Reporting Person disclaims beneficial ownership of all such shares.
( 7 )N/A

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