Sec Form 4 Filing - Rankin Lynne T @ HYSTER-YALE MATERIALS HANDLING, INC. - 2018-10-09

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Rankin Lynne T
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Member of a Group
(Last) (First) (Middle)
5875 LANDERBROOK DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
10/09/2018
(Street)
MAYFIELD HEIGHTS, OH44124
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 10/09/2018 P 1 ( 1 ) A $ 62.7 ( 2 ) 154 I Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock 10/09/2018 P 1 ( 1 ) A $ 62.7 ( 2 ) 154 I Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock 10/09/2018 P 1 ( 1 ) A $ 62.7 ( 2 ) 154 I Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 10/09/2018 P 1 ( 1 ) A $ 62.7 ( 2 ) 154 I Reporting Person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock 10/09/2018 P 1 ( 1 ) A $ 62.7 ( 2 ) 154 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 10/09/2018 P 1 ( 1 ) A $ 62.7 ( 2 ) 154 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 10/10/2018 P 2 ( 1 ) A $ 61.82 ( 3 ) 156 I Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock 10/10/2018 P 2 ( 1 ) A $ 61.82 ( 3 ) 156 I Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock 10/10/2018 P 2 ( 1 ) A $ 61.82 ( 3 ) 156 I Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 10/10/2018 P 2 ( 1 ) A $ 61.82 ( 3 ) 156 I Reporting Person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock 10/10/2018 P 2 ( 1 ) A $ 61.82 ( 3 ) 156 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 10/10/2018 P 2 ( 1 ) A $ 61.82 ( 3 ) 156 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 262 I child's proportionate limited partnership interest in shares held by Rankin Associates II
Class A Common Stock 9,665 I Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P ( 4 )
Class A Common Stock 15,853 I Shares held by Spouse. ( 4 )
Class A Common Stock 563 D
Class A Common Stock 862 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock 454 I Minor child?s proportionate interests in shares held by Rankin Associates II. ( 4 )
Class A Common Stock 1,553 I Spouse is co-trustee of Trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares. ( 4 )
Class A Common Stock 645 I Spouse serves as co-trustee of a trust for the benefit of minor niece. ( 4 )
Class A Common Stock 1,405 I Spouse is co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares ( 4 )
Class A Common Stock 563 I Reporting Person's Spouse is co-trustee of the trust of minor nephew ( 4 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 262 262 I child's proportionate limited partnership interest in shares held by Rankin Associates II
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 9,665 9,665 I Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P ( 4 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 15,683 15,683 I Held by Spouse. ( 4 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 563 563 D
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 862 862 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 454 454 I Minor child?s proportionate interests in shares held by Rankin Associates II. ( 4 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 1,553 1,553 I Spouse is co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares. ( 4 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 645 645 I Spouse serves as co-trustee of a trust for the benefit of minor niece ( 4 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 1,405 1,405 I Spouse is co-trustee fbo minor nephew's proportionate interests in shares held by RA II. ( 4 )
Class B Common Stock ( 5 ) ( 5 ) ( 5 ) Class A Common Stock 563 563 I Spouse is co-trustee of the trust for the minor nephew ( 4 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Rankin Lynne T
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH44124
Member of a Group
Signatures
/s/ Suzanne S. Taylor, attorney-in-fact 10/11/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Shares purchased pursuant to 10b5-1 plan
( 2 )2018-Oct-9-Weighted Average - Share Price represents average price between $62.54 and $63.01.
( 3 )2018-Oct-10 -Weighted Average- Share Price represents average price between $61.46 and $62.27.
( 4 )Reporting Person disclaims beneficial ownership of all such shares.
( 5 )N/A

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