Sec Form 4 Filing - Bullock William L. Jr. @ CONOCOPHILLIPS - 2019-11-29

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Bullock William L. Jr.
2. Issuer Name and Ticker or Trading Symbol
CONOCOPHILLIPS [ COP]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President
(Last) (First) (Middle)
16930 PARK ROW DR.
3. Date of Earliest Transaction (MM/DD/YY)
11/29/2019
(Street)
HOUSTON, TX77084
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/29/2019 M 947 A 18,305 D
Common Stock 11/29/2019 F 947 D $ 59.8625 17,358 D
Common Stock 11/29/2019 M 464 A 17,822 D
Common Stock 11/29/2019 F 464 D $ 59.8625 17,358 D
Common Stock 11/29/2019 M 419 A 17,777 D
Common Stock 11/29/2019 F 419 D $ 59.8625 17,358 D
Common Stock 11/29/2019 M 424 A 17,782 D
Common Stock 11/29/2019 F 424 D $ 59.8625 17,358 D
Common Stock 4,498.667 ( 2 ) I By ConocoPhillips Savings Plan
Common Stock 133 I By William L. Bullock Family Trust
Common Stock 133 I By Mother
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Units ( 3 ) 11/29/2019 M 147 ( 4 ) ( 5 ) ( 6 ) Common Stock 147 $ 0 3,789 D
Stock Units ( 3 ) 11/29/2019 M 190 ( 4 ) ( 5 ) ( 6 ) Common Stock 190 $ 0 4,895 D
Stock Units ( 3 ) 11/29/2019 M 237 ( 4 ) ( 5 ) ( 6 ) Common Stock 237 $ 0 6,091 D
Stock Units ( 3 ) 11/29/2019 M 134 ( 4 ) ( 5 ) ( 6 ) Common Stock 134 $ 0 3,439 D
Stock Units ( 3 ) 11/29/2019 M 71 ( 4 ) ( 5 ) ( 6 ) Common Stock 71 $ 0 1,820 D
Stock Units ( 3 ) 11/29/2019 M 168 ( 4 ) ( 5 ) ( 6 ) Common Stock 168 $ 0 4,322 D
Stock Units ( 3 ) 11/29/2019 M 464 ( 4 ) ( 7 ) ( 6 ) Common Stock 464 $ 0 11,970 D
Stock Units ( 3 ) 11/29/2019 M 419 ( 4 ) ( 8 ) ( 6 ) Common Stock 419 $ 0 10,809.4807 ( 9 ) D
Stock Units ( 3 ) 11/29/2019 M 424 ( 4 ) ( 10 ) ( 6 ) Common Stock 424 $ 0 10,929.0866 ( 9 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Bullock William L. Jr.
16930 PARK ROW DR.
HOUSTON, TX77084
President
Signatures
Shannon B. Kinney (by Power of Attorney filed with the Commission on February 20, 2019) 12/03/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each stock unit was the economic equivalent of one share of common stock.
( 2 )Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.
( 3 )The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
( 4 )Reflects partial lapsing of restrictions on the RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.
( 5 )The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also elect to defer conversion of stock units until a later date.
( 6 )The stock units do not have an expiration date.
( 7 )The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2020. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2020 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.
( 8 )The stock unit grant settles 3 years from February 13, 2018, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.
( 9 )Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.
( 10 )The stock unit grant settles 3 years from February 14, 2019, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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