Sec Form 4 Filing - LUCZO STEPHEN J @ Seagate Technology plc - 2020-09-11

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
LUCZO STEPHEN J
2. Issuer Name and Ticker or Trading Symbol
Seagate Technology plc [ STX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last)
(First)
(Middle)
SEAGATE TECHNOLOGY PLC, 47488 KATO ROAD
3. Date of Earliest Transaction (MM/DD/YY)
09/11/2020
(Street)
FREMONT, CA94538
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 09/11/2020 M 70,008 A $ 0 70,008 ( 1 ) D
Ordinary Shares 09/11/2020 F 10,045 ( 2 ) D $ 46.54 611,629 ( 1 ) I Stephen J. Luczo Revocable Trust dated January 26, 2001
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Share Unit ( 3 ) 09/11/2020 M 70,008 ( 4 ) ( 4 ) Ordinary Shares 70,008 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
LUCZO STEPHEN J
SEAGATE TECHNOLOGY PLC
47488 KATO ROAD
FREMONT, CA94538
X
Signatures
/s/ Leanne M. Mader, Attorney-in-Fact for Stephen J. Luczo 09/15/2020
** Signature of Reporting Person Date
Explanation of Responses:
( 1 )Of the 70,008 Ordinary Shares reported as directly held by the Reporting Person, 59,963 Ordinary Shares were transferred on September 14, 2020 to the Stephen J. Luczo Revocable Trust dated January 26, 2001. The remaining 10,045 Ordinary Shares reported as directly held were withheld to cover tax liabilities as reported in Footnote 2.
( 2 )These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of Restricted Stock Units ("RSUs").
( 3 )Each RSU represents a contingent right to receive one Ordinary Share of the Issuer.
( 4 )The RSUs, originally granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan, for 210,017 Ordinary Shares of which all Ordinary Shares have been released, vested as to one-third of the shares on September 11, 2018 and each one-year anniversary thereafter.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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