Sec Form 4 Filing - Koh Peter @ HOPE BANCORP INC - 2016-07-29

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Koh Peter
2. Issuer Name and Ticker or Trading Symbol
HOPE BANCORP INC [ HOPE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP & CHIEF CREDIT OFFICER
(Last) (First) (Middle)
3200 WILSHIRE BLVD
3. Date of Earliest Transaction (MM/DD/YY)
07/29/2016
(Street)
LOS ANGELES, CA90010
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/29/2016 A 44,213 A 44,213 D
Common Stock (Restricted Stock) 07/29/2016 A 7,689 A 7,689 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right To Buy) $ 7.53 07/29/2016 A 14,068 08/01/2016 06/27/2017 Common Stock 14,068 ( 3 ) 14,068 D
Stock Option (Right To Buy) $ 14.95 07/29/2016 A 7,034 ( 4 ) 09/30/2020 Common Stock 7,034 ( 5 ) 7,034 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Koh Peter
3200 WILSHIRE BLVD
LOS ANGELES, CA90010
EVP & CHIEF CREDIT OFFICER
Signatures
Peter Koh 08/02/2016
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Received in exchange for 62,858 shares of Wilshire Bancorp, Inc. ("Wilshire") common stock in connection with merger of Wilshire Bancorp, Inc. into HOPE Bancorp, Inc. (former BBCN Bancorp, Inc.)(the "Merger"). On the effective date of the Merger, the closing price of Wilshire's common stock was $10.74 per share, and the closing price of HOPE Bancorp, Inc. was $15.37 per share.
( 2 )Received in exchange for 10,933 shares of Wilshire common stock (Restricted Stock) in connection with the Merger.
( 3 )Received in the Merger in exchange for a stock option to acquire 20,000 shares of Wilshire common stock
( 4 )Vesting schedule: 25% on 09/30/15, 25% on 09/30/16 25% on 09/30/17, and 25% on 09/30/18
( 5 )Received in the Merger in exchange for a stock option to acquire 10,000 shares of Wilshire common stock

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