Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Stock Option (Right to Buy) |
$
15.33 |
07/31/2019 |
|
D |
|
|
50,000 |
05/10/2014 |
05/09/2023 |
Common Stock |
50,000 |
(
1
) |
0 |
D |
|
Stock Option (Right to Buy) |
$
1.77 |
07/31/2019 |
|
A |
|
16,667 |
|
(
2
) |
07/31/2026 |
Common Stock |
16,667 |
(
1
) |
16,667 |
D |
|
Stock Option (Right to Buy) |
$
22.85 |
07/31/2019 |
|
D |
|
50,000 |
|
01/07/2015 |
01/06/2024 |
Common Stock |
50,000 |
(
1
) |
0 |
D |
|
Stock Option (Right to Buy) |
$
1.77 |
07/31/2019 |
|
A |
|
11,944 |
|
(
2
) |
07/31/2026 |
Common Stock |
11,944 |
(
1
) |
11,944 |
D |
|
Stock Option (Right to Buy) |
$
1.77 |
07/31/2019 |
|
A |
|
4,724 |
|
(
2
) |
07/31/2026 |
Common Stock |
4,724 |
(
1
) |
4,724 |
D |
|
Stock Option (Right to Buy) |
$
30.48 |
07/31/2019 |
|
D |
|
|
30,000 |
03/11/2015 |
03/10/2024 |
Common Stock |
30,000 |
(
3
) |
0 |
D |
|
Stock Option (Right to Buy) |
$
1.77 |
07/31/2019 |
|
A |
|
7,032 |
|
(
2
) |
07/31/2026 |
Common Stock |
7,032 |
(
3
) |
7,032 |
D |
|
Stock Option (Right to Buy) |
$
1.77 |
07/31/2019 |
|
A |
|
469 |
|
(
2
) |
07/31/2026 |
Common Stock |
469 |
(
3
) |
469 |
D |
|
Stock Option (Right to Buy) |
$
39.05 |
07/31/2019 |
|
D |
|
|
10,000 |
01/20/2016 |
01/19/2025 |
Common Stock |
10,000 |
(
3
) |
0 |
D |
|
Stock Option (Right to Buy) |
$
1.77 |
07/31/2019 |
|
A |
|
2,326 |
|
(
2
) |
07/31/2026 |
Common Stock |
2,326 |
(
3
) |
2,326 |
D |
|
Stock Option (Right to Buy) |
$
1.77 |
07/31/2019 |
|
A |
|
174 |
|
(
2
) |
07/31/2026 |
Common Stock |
174 |
(
3
) |
174 |
D |
|
Stock Option (Right to Buy) |
$
46.73 |
07/31/2019 |
|
D |
|
|
10,000 |
06/23/2016 |
06/22/2025 |
Common Stock |
10,000 |
(
3
) |
0 |
D |
|
Stock Option (Right to Buy) |
$
1.77 |
07/31/2019 |
|
A |
|
2,188 |
|
(
2
) |
07/31/2026 |
Common Stock |
2,188 |
(
3
) |
2,188 |
D |
|
Stock Option (Right to Buy) |
$
1.77 |
07/31/2019 |
|
A |
|
313 |
|
(
2
) |
07/31/2026 |
Common Stock |
313 |
(
3
) |
313 |
D |
|
Stock Option (Right to Buy) |
$
34.73 |
07/31/2019 |
|
D |
|
|
12,641 |
02/04/2016 |
01/03/2026 |
Common Stock |
12,641 |
(
3
) |
0 |
D |
|
Stock Option (Right to Buy) |
$
1.77 |
07/31/2019 |
|
A |
|
2,525 |
|
(
2
) |
07/31/2026 |
Common Stock |
2,525 |
(
3
) |
2,525 |
D |
|
Stock Option (Right to Buy) |
$
1.77 |
07/31/2019 |
|
A |
|
330 |
|
(
4
) |
07/31/2026 |
Common Stock |
330 |
(
3
) |
330 |
D |
|
Stock Option (Right to Buy) |
$
1.77 |
07/31/2019 |
|
A |
|
241 |
|
(
2
) |
07/31/2026 |
Common Stock |
241 |
(
3
) |
241 |
D |
|
Stock Option (Right to Buy) |
$
1.77 |
07/31/2019 |
|
A |
|
66 |
|
(
4
) |
07/31/2026 |
Common Stock |
66 |
(
3
) |
66 |
D |
|
Stock Option (Right to Buy) |
$
10.78 |
07/31/2019 |
|
D |
|
|
50,000 |
09/09/2016 |
08/08/2026 |
Common Stock |
50,000 |
(
5
) |
0 |
D |
|
Stock Option (Right to Buy) |
$
1.77 |
07/31/2019 |
|
A |
|
24,306 |
|
(
2
) |
07/31/2026 |
Common Stock |
24,306 |
(
5
) |
24,306 |
D |
|
Stock Option (Right to Buy) |
$
1.77 |
07/31/2019 |
|
A |
|
695 |
|
(
4
) |
07/31/2026 |
Common Stock |
695 |
(
5
) |
695 |
D |
|
Stock Option (Right to Buy) |
$
10.55 |
07/31/2019 |
|
D |
|
|
50,000 |
02/03/2017 |
01/02/2027 |
Common Stock |
50,000 |
(
5
) |
0 |
D |
|
Stock Option (Right to Buy) |
$
1.77 |
07/31/2019 |
|
A |
|
15,625 |
|
(
2
) |
07/31/2026 |
Common Stock |
15,625 |
(
5
) |
15,625 |
D |
|
Stock Option (Right to Buy) |
$
1.77 |
07/31/2019 |
|
A |
|
4,550 |
|
(
4
) |
07/31/2026 |
Common Stock |
4,550 |
(
5
) |
4,550 |
D |
|
Stock Option (Right to Buy) |
$
1.77 |
07/31/2019 |
|
A |
|
4,826 |
|
(
4
) |
07/31/2026 |
Common Stock |
4,826 |
(
5
) |
4,826 |
D |
|
Stock Option (Right to Buy) |
$
7.73 |
07/31/2019 |
|
D |
|
|
1,000 |
08/13/2017 |
07/12/2027 |
Common Stock |
1,000 |
(
5
) |
0 |
D |
|
Stock Option (Right to Buy) |
$
1.77 |
07/31/2019 |
|
A |
|
250 |
|
(
2
) |
07/31/2026 |
Common Stock |
250 |
(
5
) |
250 |
D |
|
Stock Option (Right to Buy) |
$
1.77 |
07/31/2019 |
|
A |
|
177 |
|
(
4
) |
07/31/2026 |
Common Stock |
177 |
(
5
) |
177 |
D |
|
Stock Option (Right to Buy) |
$
1.77 |
07/31/2019 |
|
A |
|
73 |
|
(
4
) |
07/31/2026 |
Common Stock |
73 |
(
5
) |
73 |
D |
|
|