Sec Form 4 Filing - Van Hulle John V @ POLYONE CORP - 2013-11-14

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Van Hulle John V
2. Issuer Name and Ticker or Trading Symbol
POLYONE CORP [ POL]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP, President of Global Color
(Last) (First) (Middle)
POLYONE CENTER, 33587 WALKER ROAD
3. Date of Earliest Transaction (MM/DD/YY)
11/14/2013
(Street)
AVON LAKE, OH44012
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/14/2013 M 10,733 A $ 14.81 10,733 D
Common Stock 11/14/2013 D 6,966 D $ 30.78 3,767 D
Common Stock 11/14/2013 M 7,767 A $ 14.61 11,534 D
Common Stock 11/14/2013 D 5,006 D $ 30.78 6,528 D
Common Stock 11/14/2013 G( 1 ) V 6,528 D $ 0 0 D
Common Stock 11/14/2013 G( 1 ) V 6,528 A $ 0 57,803 I by Trust
Common Stock 11/14/2013 S 30,000 D $ 30.8801 ( 2 ) 27,803 I by Trust
Common Stock 10,000 I Cust of UGMA Acct
Common Stock 10,000 I by Daughter
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Right $ 14.81 11/14/2013 M 10,733 ( 3 ) 02/16/2021 Common Stock 10,733 $ 0 5,367 D
Stock Appreciation Rights $ 14.61 11/14/2013 M 7,767 ( 4 ) 02/14/2022 Common Stock 7,767 $ 0 15,533 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Van Hulle John V
POLYONE CENTER
33587 WALKER ROAD
AVON LAKE, OH44012
SVP, President of Global Color
Signatures
By: Lisa K. Kunkle, Power of Attorney For: John V. Van Hulle 11/15/2013
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This transaction involved a gift of securities by the reporting person to a trust, which holds the shares for the benefit of the reporting person's spouse.
( 2 )The sale price is a weighted average for the sale transaction. The sales prices range from a low of $30.82 per share to a high of $30.99. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation or a security holder of PolyOne Corporation.
( 3 )The stock appreciation rights vest in three equal annual installments beginning February 16, 2012.
( 4 )SARs become exercisable and vest one-third on the attainment of 10%, 15% and 20% stock appreciation (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $14.61 per share, with no more than one-third vesting per year during the first three years.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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