Sec Form 4 Filing - Kopple Robert C. @ Comstock Mining Inc. - 2015-08-27

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Kopple Robert C.
2. Issuer Name and Ticker or Trading Symbol
Comstock Mining Inc. [ LODE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
10866 WILSHIRE BLVD., SUITE 1500
3. Date of Earliest Transaction (MM/DD/YY)
08/27/2015
(Street)
LOS ANGELES, CA90024
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock ( 1 ) 08/27/2015 M 909,091 A $ 0 3,841,592 I Robert C. Kopple as Trustee for the E.L. II Properties Trust Dated 7 /1/1983
Common Stock ( 1 ) 08/27/2015 J V 190,500 A $ 0 4,032,092 I Robert C. Kopple as Trustee for the E.L. II Properties Trust Dated 7 /1/1983
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series B Convertible Preferred Stock ( 1 ) $ 1.65 08/27/2015 M 1,500 ( 2 ) ( 3 ) Common Stock 909,091 ( 4 ) $ 0 0 I Robert C. Kopple as Trustee for the E.L. II Properties Trust Dated 7 /1/1983
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Kopple Robert C.
10866 WILSHIRE BLVD., SUITE 1500
LOS ANGELES, CA90024
X
Signatures
/s/ Robert C. Kopple 08/31/2015
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On August 27, 2015, Comstock Mining Inc. forced the conversion of all outstanding shares of convertible preferred stock upon receiving approval from a majority of the holders thereof. In addition, a special dividend of 127 common shares per share of preferred stock was declared.
( 2 )Exercisable at any time by the reporting person upon conversion of preferred shares.
( 3 )No expiration date.
( 4 )1,500 shares of Series B Convertible Preferred Stock were convertible into 909,091 shares of Common Stock.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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