Sec Form 4/A Filing - Collins John DeNeen @ LIVEPERSON INC - 2021-11-05

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Collins John DeNeen
2. Issuer Name and Ticker or Trading Symbol
LIVEPERSON INC [ LPSN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Financial Officer
(Last) (First) (Middle)
C/O LIVEPERSON, INC., 475 TENTH AVENUE, 5TH FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
11/05/2021
(Street)
NEW YORK, NY10018
4. If Amendment, Date Original Filed (MM/DD/YY)
11/10/2021
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock( 1 ) 11/05/2021 D 6,069 D $ 48.82( 2 ) 40,033( 3 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 40.61 11/05/2021 D 17,970 10/29/2020( 4 ) 10/29/2029 Common Stock 17,970 $ 48.82( 2 ) 27,818 D
Stock Option (Right to Buy) $ 27.39 11/05/2021 D 12,374 ( 4 ) 04/16/2030 Common Stock 12,374 $ 48.82( 2 ) 37,126 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Collins John DeNeen
C/O LIVEPERSON, INC.
475 TENTH AVENUE, 5TH FLOOR
NEW YORK, NY10018
Chief Financial Officer
Signatures
/s/ Monica L. Greenberg, Attorney-in-Fact for John DeNeen Collins 11/18/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On November 10, 2021, the reporting person filed a Form 4 which, due to an administrative error, inadvertently misstated the transaction date of the restricted stock unit ("RSU Shares") and option repurchases reported herein (as described below) as occurring on November 8, 2021 rather than November 5, 2021 and also mistakenly omitted reporting the RSU Share portion of the transaction. This amended report is being filed to correct this information. The total net proceeds received by Mr. Collins as reported in footnote 2 below remains unchanged from the amount reported in the original Form 4 filed on November 10, 2021.
( 2 )The RSU Shares and options were repurchased by issuer on November 5, 2021 by mutual agreement of the reporting person and the issuer. The reporting person received $504,190.04 as net consideration for the repurchase, which represents the total sale price, less the exercise price for each option and applicable taxes.
( 3 )The amount reported includes 32,562 unvested restricted stock units held by the reporting person as of the date hereof.
( 4 )These options are fully vested as of the date hereof.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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