Sec Form 4/A Filing - Gibbons Peter @ LUXFER HOLDINGS PLC - 2022-03-13

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Gibbons Peter
2. Issuer Name and Ticker or Trading Symbol
LUXFER HOLDINGS PLC [ LXFR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
VP and GM, Luxfer Graphic Arts
(Last) (First) (Middle)
LUXFER HOLDINGS PLC, LUMNS LANE
3. Date of Earliest Transaction (MM/DD/YY)
03/13/2022
(Street)
MANCHESTER, X0M27 8LN
4. If Amendment, Date Original Filed (MM/DD/YY)
03/15/2022
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 03/13/2022 M 567 A 12,671( 2 ) D
Ordinary Shares 03/13/2022 F 190( 3 ) D $ 19.51 12,481 D
Ordinary Shares 03/14/2022 M 817 A 13,298 D
Ordinary Shares 03/14/2022 F 270( 4 ) D $ 19.51 13,028 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 1 ) 03/13/2022 M 567 ( 5 ) ( 5 ) Ordinary Shares 567 ( 1 ) 1,070 D
Restricted Stock Units ( 1 ) 03/14/2022 M 817 ( 6 ) ( 6 ) Ordinary Shares 817 ( 1 ) 765 D
Restricted Stock Units ( 1 ) 03/14/2022 A 1,600 ( 7 ) ( 7 ) Ordinary Shares 1,600 ( 1 ) 1,600 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Gibbons Peter
LUXFER HOLDINGS PLC
LUMNS LANE
MANCHESTER, X0M27 8LN
VP and GM, Luxfer Graphic Arts
Signatures
/s/ Megan E. Glise under Power of Attorney for Peter Gibbons 03/16/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
( 2 )Includes 270 Ordinary Shares acquired pursuant to the Luxfer Holdings PLC Employee Stock Purchase Plan ("ESPP") for the purchase periods of December 19, 2020 - June 18, 2021 and June 19, 2021 - December 24, 2021. These transactions are exempt pursuant to Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Ordinary Shares on June 18, 2021 and December 24, 2021, respectively.
( 3 )The original Form 4, filed on March 15, 2022, stated that 282 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 190 Ordinary Shares were withheld.
( 4 )The original Form 4, filed on March 15, 2022, stated that 407 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 270 Ordinary Shares were withheld.
( 5 )The remaining Restricted Stock Units vest in two equal installments beginning on March 13, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.
( 6 )The remaining Restricted Stock Units vest on March 14, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.
( 7 )The Restricted Stock Units vest in four equal installments beginning on March 14, 2023.

Remarks:
The original Form 4, filed on March 15, 2022, is being amended by this Form 4/A solely to correct an administrative error, which misstated the number of Ordinary Shares withheld for payment of conversion price and tax liability with respect to two transactions. See Footnotes 3 and 4. As a result of this administrative error, the number of Ordinary Shares beneficially owned by the Reporting Person following the corrected transactions increased by 229 Ordinary Shares.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.