Sec Form 4 Filing - Gibbons Peter @ LUXFER HOLDINGS PLC - 2020-07-31

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Gibbons Peter
2. Issuer Name and Ticker or Trading Symbol
LUXFER HOLDINGS PLC [ LXFR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
VP and GM, Luxfer Graphic Arts
(Last) (First) (Middle)
LUXFER HOLDINGS PLC, LUMNS LANE
3. Date of Earliest Transaction (MM/DD/YY)
07/31/2020
(Street)
MANCHESTER, X0M27 8LN
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 07/31/2020 M 800 A 7,273 ( 2 ) D
Ordinary Shares 07/31/2020 M 75 A 7,348 D
Ordinary Shares 07/31/2020 F 422 D $ 13.49 6,926 D
Ordinary Shares 07/31/2020 M 1,600 A 8,526 D
Ordinary Shares 07/31/2020 M 86 A 8,612 D
Ordinary Shares 07/31/2020 F 807 D $ 13.49 7,805 D
Ordinary Shares 07/31/2020 M 2,000 A 9,805 D
Ordinary Shares 07/31/2020 M 107 A 9,912 D
Ordinary Shares 07/31/2020 F 995 D $ 13.49 8,917 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) ( 1 ) 07/31/2020 M 800 ( 3 ) 03/22/2022 Ordinary Shares 800 ( 1 ) 0 D
Dividend Equivalent Rights ( 4 ) 07/31/2020 M 75 ( 4 ) ( 4 ) Ordinary Shares 75 ( 4 ) 0 D
Stock Options (Right to Buy) ( 1 ) 07/31/2020 M 1,600 ( 5 ) 03/23/2023 Ordinary Shares 1,600 ( 1 ) 1,600 D
Dividend Equivalent Rights ( 4 ) 07/31/2020 M 86 ( 4 ) ( 4 ) Ordinary Shares 86 ( 4 ) 103 D
Stock Options (Right to Buy) ( 1 ) 07/31/2020 M 2,000 ( 6 ) 03/26/2023 Ordinary Shares 2,000 ( 1 ) 2,000 D
Dividend Equivalent Rights ( 4 ) 07/31/2020 M 107 ( 4 ) ( 4 ) Ordinary Shares 107 ( 4 ) 130 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Gibbons Peter
LUXFER HOLDINGS PLC
LUMNS LANE
MANCHESTER, X0M27 8LN
VP and GM, Luxfer Graphic Arts
Signatures
/s/ Jamie M. Savage under Power of Attorney for Peter Gibbons 08/03/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.
( 2 )Includes 65 additional shares acquired from dividend reinvestment transactions.
( 3 )These options are fully vested and exercised.
( 4 )Represents dividend equivalent right s accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.
( 5 )The remaining options vest on March 23, 2021.
( 6 )The remaining options vest on March 26, 2021.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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