Sec Form 4 Filing - MURRAY MICHAEL JOHN @ Mattersight Corp - 2018-08-20

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
MURRAY MICHAEL JOHN
2. Issuer Name and Ticker or Trading Symbol
Mattersight Corp [ MATR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
200 W. MADISON, SUITE 3100
3. Date of Earliest Transaction (MM/DD/YY)
08/20/2018
(Street)
CHICAGO, IL60606
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/20/2018 U 583,553 D 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $ 69.21 08/20/2018 D 4,851 ( 2 ) 01/29/1999 01/29/2019 Common Stock 4,851 $ 0 0 D
Stock Option (right to buy) $ 4.25 08/20/2018 D 50,000 ( 2 ) 02/18/2009 02/18/2019 Common Stock 50,000 $ 0 0 D
Stock Option (right to buy) $ 6.9 08/20/2018 D 5,000 ( 2 ) 05/15/2009 05/15/2019 Common Stock 5,000 $ 0 0 D
Stock Option (right to buy) $ 6.34 08/20/2018 D 5,000 ( 2 ) 05/14/2010 05/14/2020 Common Stock 5,000 $ 0 0 D
Stock Option (right to buy) $ 6.27 08/20/2018 D 5,000 ( 2 ) 05/20/2011 05/20/2021 Common Stock 5,000 $ 0 0 D
Stock Option (right to buy) $ 7.7 08/20/2018 D 5,000 ( 2 ) 05/18/2012 05/18/2022 Common Stock 5,000 $ 0 0 D
Stock Option (right to buy) $ 3.8 08/20/2018 D 10,000 ( 2 ) 05/17/2013 05/17/2023 Common Stock 10,000 $ 0 0 D
Stock Option (right to buy) $ 4.99 08/20/2018 D 10,000 ( 2 ) 05/16/2014 05/16/2024 Common Stock 10,000 $ 0 0 D
Stock Option (right to buy) $ 6.13 08/20/2018 D 10,000 ( 2 ) 05/15/2015 05/15/2025 Common Stock 10,000 $ 0 0 D
Stock Option (right to buy) $ 3.57 08/20/2018 D 10,000 ( 2 ) 05/13/2016 05/13/2026 Common Stock 10,000 $ 0 0 D
Stock Option (right to buy) $ 2.55 08/20/2018 D 10,000 ( 3 ) 05/19/2017 05/19/2027 Common Stock 10,000 ( 3 ) 0 D
Series B Preferred Stock $ 0 08/20/2018 U 23,243 ( 4 ) ( 5 ) ( 6 ) Common Stock 23,243 ( 4 ) 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MURRAY MICHAEL JOHN
200 W. MADISON, SUITE 3100
CHICAGO, IL60606
X
Signatures
/s/ Corrine N. Taylor, Attorney-in-fact 08/20/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Per the terms of the Agreement and Plan of Merger, dated 4/25/18, among the Issuer, NICE Systems, Inc., NICE Acquisition Sub, Inc., and NICE Ltd. (the "Agreement") and the Offer (as defined in the Agreement), each share of the Issuer's common stock was tendered for $2.70 per share in cash, without interest and less any required withholding taxes.
( 2 )Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price greater than $2.70 per share that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration.
( 3 )Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price less than $2.70 per share that was outstanding immediately prior to the Offering Closing was cancelled for an amount per share of $2.70 less the applicable exercise price of the option.
( 4 )Per the terms of the Agreement and the Offer, each share of the Issuer's Series B Preferred Stock was tendered for $7.80 per share, plus accrued and unpaid dividends payable thereon, in cash, without interest and less any required withholding taxes.
( 5 )Immediate
( 6 )None

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