Sec Form 4 Filing - TSENGAS STEVEN @ OURPETS CO - 2017-11-16

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
TSENGAS STEVEN
2. Issuer Name and Ticker or Trading Symbol
OURPETS CO [ OPCO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
CEO
(Last) (First) (Middle)
1300 EAST STREET
3. Date of Earliest Transaction (MM/DD/YY)
11/16/2017
(Street)
FAIRPORT HARBOR, OH44077
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 772,712 I By Spouse
Common Stock 100,000 I Custodian UGM
Common Stock 3,062,885 D
Common Stock 30,065 I By Partnership
Common Stock 44,104 I By Partnership
Common Stock 2,987,885 D ( 2 )
Common Stock 3,287,885 D ( 3 )
Common Stock 3,192,430 D ( 3 )
Common Stock 3,549,798 D ( 4 )
Common Stock 3,373,655 D ( 4 )
Common Stock 3,573,655 D ( 5 )
Common Stock 3,473,655 D
Common Stock 3,479,155 D
Common Stock 3,483,655 D
Common Stock 45,612 I By Partnership
Common Stock 3,433,655 D
Common Stock 3,814,246 ( 6 ) D
Common Stock 72,001 ( 7 ) I By Partnership
Common Stock 124,001 I By Partnership
Common Stock 3,764,246 ( 2 ) D
Commonn Stock 3,734,246 ( 9 ) D
Common Stock 11/16/2017 P 1,124 ( 10 ) A $ 1.32 125,125 ( 10 ) I By Partnership
Common Stock 11/16/2017 P 9,276 ( 10 ) A $ 1.34 134,404 ( 10 ) I By Partnership
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant $ 0.6794 08/02/2006 08/02/2013 Common 0 0 D
Preferred Stock $ 0.7 01/28/2010 ( 1 ) Common 52,000 ( 8 ) 0 I By Partnership
Warrant $ 0.7999 06/28/2010 06/28/2015 Common 0 0 D
Warrant $ 0.8448 07/16/2010 07/16/2015 Common 0 0 D
Warrant $ 0.9678 10/18/2010 10/18/2015 Common 0 0 D
Warrant $ 0.4926 11/08/2012 11/08/2017 Common 26,389 0 I By Partnership
Warrant $ 0.4138 12/07/2012 12/07/2017 Common 380,591 0 D
Option $ 0.495 06/20/2008 06/20/2013 Common 0 0 D
Warrant $ 0.4898 06/20/2008 06/20/2013 Common 0 0 I By Partnership
Warrant $ 0.4898 06/20/2008 06/20/2013 Common 0 0 I By Partnership
Warrant $ 0.5419 10/10/2013 10/10/2018 Common 127,323 127,323 D
Option $ 0.35 04/28/2006 04/28/2014 Common 0 ( 3 ) 0 D
Warrant $ 0.4436 09/17/2009 09/17/2014 Common 0 0 D
Option $ 0.29 10/01/2006 10/01/2014 Common 0 ( 5 ) 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
TSENGAS STEVEN
1300 EAST STREET
FAIRPORT HARBOR, OH44077
X X CEO
Signatures
/s/Steven Tsengas 03/26/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Conversion of Preferred Stock into Common Stock has no expiration date.
( 2 )Mr. Tsengas does not have a pecuniary interest in and is not a beneficial owner of the shares held by the Tsengas Foundation, an Ohio non-profit corporation, which is a tax-exempt, charitable foundation. The shares held by the foundation have been excluded from the amount of securities.
( 3 )Shares were acquired through cashless exercise of options originally granted April 28, 2004
( 4 )Shares were acquired through cashless exercise of warrants originally granted September 17,2009
( 5 )Shares were acquired through issuance of options originally granted October 1, 2004
( 6 )Shares were acquired through purchase of warrants granted on December 7, 2012.
( 7 )Shares were acquired through purchase of warrants granted on November 8, 2012.
( 8 )Shares were converted to 10 shares Common stock for every 1 share Preferred Stock which was originally purchased on January 28, 2010.
( 9 )Shares were gifted to grandchildren.
( 10 )Shares where purchased through SENK Properties which is 52% owned by Steven Tsengas.

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