Sec Form 4 Filing - Spirk John W @ OURPETS CO - 2017-06-15

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Spirk John W
2. Issuer Name and Ticker or Trading Symbol
OURPETS CO [ OPCO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
2200 OVERLOOK ROAD
3. Date of Earliest Transaction (MM/DD/YY)
06/15/2017
(Street)
CLEVELAND, OH44106
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 57,155 I By Partnership
Common Stock 0 D
Common Stock 59,579 ( 3 ) D
Common Stock 54,157 ( 3 ) D
Common Stock 61,157 ( 5 ) D
Common Stock 59,256 ( 5 ) D
Common Stock 06/15/2017 M 35,720 ( 6 ) A $ 0.7 92,875 I By Partnership
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Preferred Stock $ 0.7 01/28/2010 ( 2 ) Common 35,720 0 I By Partnership
Option $ 0.75 05/21/2012( 1 ) 05/21/2015 Common 7,000 0 D
Option $ 0.79 05/27/2013( 1 ) 05/27/2016 Common 7,000 0 D
Option $ 0.44 05/24/2014( 1 ) 05/25/2017 Common 7,000 0 D
Warrant $ 0.5 11/08/2012 11/08/2017 Common 16,650 16,650 I By Partnership
Option $ 0.61 06/10/2013( 4 ) 06/10/2018 Common 7,000 7,000 D
Option $ 0.27 05/15/2011( 1 ) 05/15/2014 Common 7,000 0 D
Warrant $ 0.4998 06/20/2008 06/20/2013 Common 31,909 0 I By Partnership
Option $ 0.45 06/20/2008 06/20/2013 Common 7,000 0 D
Option $ 1.09 06/02/2014( 4 ) 06/02/2019 Common 7,000 7,000 D
Option $ 0.7 05/27/2015( 4 ) 05/27/2020 Common 7,000 7,000 D
Option $ 0.95 06/01/2016( 4 ) 06/01/2021 Common 7,000 7,000 D
Option $ 1.59 06/05/2017 A 7,000 06/05/2017( 4 ) 06/05/2022 Common 7,000 $ 0 7,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Spirk John W
2200 OVERLOOK ROAD
CLEVELAND, OH44106
X
Signatures
/s/John W. Spirk 06/19/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Options vest 1/3 on each of the 2nd, 3rd and 4th anniversaries of grant date.
( 2 )Conversion of Preferred Stock into Common Stock has no expiration date
( 3 )Stock was acquired via cashless exercise of options granted on 5-27-11
( 4 )Options are immediately exercisable as of grant date
( 5 )Stock was acquired via cashless exercise of options granted on 5-25-12
( 6 )Shares were acquired through conversion of Preferred stock originally purchased on January 28, 2010. Conversion rate was 10 Common shares for every one Preferred share.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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