Sec Form 4 Filing - BlueMountain Kicking Horse Fund GP, LLC @ DUNE ENERGY INC - 2015-09-30

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
BlueMountain Kicking Horse Fund GP, LLC
2. Issuer Name and Ticker or Trading Symbol
DUNE ENERGY INC [ DUNR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
280 PARK AVENUE, 12TH FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
09/30/2015
(Street)
NEW YORK, NY10017
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock ( 1 ) ( 2 ) ( 3 ) ( 4 ) ( 5 ) ( 6 ) ( 7 ) 09/30/2015 J 15,088,416 D $ 0 0 I Footnotes 1,2,3,4,5
Common Stock ( 1 ) ( 2 ) ( 3 ) ( 4 ) ( 5 ) ( 6 ) ( 7 ) 09/30/2015 J 9,166,258 D $ 0 0 I Footnotes 1,2,3,4,5
Common Stock ( 1 ) ( 2 ) ( 3 ) ( 4 ) ( 5 ) ( 6 ) ( 7 ) 09/30/2015 J 3,486,242 D $ 0 0 I Footnotes 1,2,3,4,5
Common Stock ( 1 ) ( 2 ) ( 3 ) ( 4 ) ( 5 ) ( 6 ) ( 7 ) 09/30/2015 J 3,486,242 D $ 0 0 D
Common Stock ( 1 ) ( 2 ) ( 3 ) ( 4 ) ( 5 ) ( 6 ) ( 7 ) 09/30/2015 J 3,006,362 D $ 0 0 I Footnotes 1,2,3,4,5
Common St ock ( 1 ) ( 2 ) ( 3 ) ( 4 ) ( 5 ) ( 6 ) ( 7 ) 09/30/2015 J 3,006,362 D $ 0 0 D
Common Stock ( 1 ) ( 2 ) ( 3 ) ( 4 ) ( 5 ) ( 6 ) ( 7 ) 09/30/2015 J 799,572 D $ 0 0 I Footnotes 1,2,3,4,5
Common Stock ( 1 ) ( 2 ) ( 3 ) ( 4 ) ( 5 ) ( 6 ) ( 7 ) 09/30/2015 J 799,572 D $ 0 0 D
Common Stock ( 1 ) ( 2 ) ( 3 ) ( 4 ) ( 5 ) ( 6 ) ( 7 ) 09/30/2015 J 1,401,134 D $ 0 0 I Footnotes 1,2,3,4,5
Common Stock ( 1 ) ( 2 ) ( 3 ) ( 4 ) ( 5 ) ( 6 ) ( 7 ) 09/30/2015 J 1,401,134 D $ 0 0 D
Common Stock ( 1 ) ( 2 ) ( 3 ) ( 4 ) ( 5 ) ( 6 ) ( 7 ) 09/30/2015 J 8,695 D $ 0 0 I Footnotes 1,2,3,4,5
Common Stock ( 1 ) ( 2 ) ( 3 ) ( 4 ) ( 5 ) ( 6 ) ( 7 ) 09/30/2015 J 8,695 D $ 0 0 D
Common Stock ( 1 ) ( 2 ) ( 3 ) ( 4 ) ( 5 ) ( 6 ) ( 7 ) 09/30/2015 J 464,253 D $ 0 0 I Footnotes 1,2,3,4,5
Common Stock ( 1 ) ( 2 ) ( 3 ) ( 4 ) ( 5 ) ( 6 ) ( 7 ) 09/30/2015 J 464,253 D $ 0 0 D
Common Stock ( 1 ) ( 2 ) ( 3 ) ( 4 ) ( 5 ) ( 6 ) ( 7 ) 09/30/2015 J 3,076,102 D $ 0 0 D
Common Stock ( 1 ) ( 2 ) ( 3 ) ( 4 ) ( 5 ) ( 6 ) ( 7 ) 09/30/2015 J 2,846,056 D $ 0 0 I Footnotes 1,2,3,4,5
Common Stock ( 1 ) ( 2 ) ( 3 ) ( 4 ) ( 5 ) ( 6 ) ( 7 ) 09/30/2015 J 2,846,056 D $ 0 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(In str. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
BlueMountain Kicking Horse Fund GP, LLC
280 PARK AVENUE, 12TH FLOOR
NEW YORK, NY10017
X
BlueMountain Kicking Horse Fund L.P.
280 PARK AVENUE, 12TH FLOOR
NEW YORK, NY10017
X
BlueMountain Strategic Credit GP, LLC
280 PARK AVENUE, 12TH FLOOR
NEW YORK, NY10017
X
BlueMountain Strategic Credit Master Fund L.P.
280 PARK AVENUE, 12TH FLOOR
NEW YORK, NY10017
X
BlueMountain Timberline Ltd.
280 PARK AVENUE, 12TH FLOOR
NEW YORK, NY10017
X
BlueMountain Montenvers GP S.a.r.l.
280 PARK AVENUE, 12TH FLOOR
NEW YORK, NY10017
X
BlueMountain Montenvers Master Fund SCA SICAV-SIF
280 PARK AVENUE, 12TH FLOOR
NEW YORK, NY10017
X
Signatures
BlueMountain Kicking Horse Fund GP, LLC, By: BlueMountain GP Holdings, LLC, By: /s/ Eric M. Albert, Chief Compliance Officer 12/03/2015
Signature of Reporting Person Date
BlueMountain Kicking Horse Fund L.P., By: BlueMountain Kicking Horse Fund GP, LLC, By: BlueMountain GP Holdings, LLC, By: /s/ Eric M. Albert, Chief Compliance Officer 12/03/2015
Signature of Reporting Person Date
By: BlueMountain Strategic Credit GP, LLC, By: BlueMountain GP Holdings, LLC, By: /s/ Eric M. Albert, Chief Compliance Officer 12/03/2015
Signature of Reporting Person Date
BlueMountain Strategic Credit Master Fund L.P., By: BlueMountain Strategic Credit GP, LLC, By: BlueMountain GP Holdings, LLC, By: /s/ Eric M. Albert, Chief Compliance Officer 12/03/2015
Signature of Reporting Person Date
BlueMountain Timberline Ltd., By: /s/ Andrew Feldstein, Director 12/03/2015
Signature of Reporting Person Date
BlueMountain Montenvers GP S.a r.l., By: /s/ Paul Friedman, Authorized Person 12/03/2015
Signature of Reporting Person Date
BlueMountain Montenvers Master Fund SCA SICAV-SIF, By: BlueMountain Montenvers GP S.a r.l., By: /s/ Paul Friedman, Authorized Person 12/03/2015
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings (as defined in Footnote 5) or the General Partners (as defined in Footnote 5) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.001 per share (the "Common Stock"), of Dune Energy, Inc. (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its respective pecuniary interest.
( 2 )BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which prior to the cancellation of the Common Stock was a beneficial owner thereof; (ii) BlueMountain Distressed Master Fund L.P. ("BMD"), which prior to the cancellation of the Common Stock was a beneficial owner thereof; (iii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which prior to the cancellation of the Common Stock was a beneficial owner thereof; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which prior to the cancellation of the Common Stock was a beneficial owner thereof; (v) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which prior to the cancellation of the Common Stock was a beneficial owner thereof; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC" and, together with BMCA, BMD, BMGP, BMCO and BMKH, the "Partnerships"), which prior to the cancellation of the Common Stock was a beneficial owner thereof;
( 3 )(vii) BlueMountain Timberline Ltd. ("BMT"), which prior to the cancellation of the Common Stock was a beneficial owner thereof; and (viii) BlueMountain Montenvers Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which prior to the cancellation of the Common Stock was a beneficial owner thereof. BMCM, although it directed the voting and disposition of the Common Stock held by the Funds, only received an asset-based fee relating to the Common Stock held by the Funds.
( 4 )(i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and had an indirect profits interest in the Common Stock beneficially owned by it; (ii) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and had an indirect profits interest in the Common Stock beneficially owned by it; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and had an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and had an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and had an indirect profits interest in the Common Stock beneficially owned by it;
( 5 )(vi) BlueMountain Strategic Credit GP, LLC ("BMSC GP" and, together with BMCA GP, BMD GP, BMGP GP, BMCO GP and BMKH GP, the "General Partners") is the general partner of BMSC and had an indirect profits interest in the Common Stock beneficially owned by it; and (vii) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and had an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus had an indirect profits interest in the Common Stock beneficially owned by the Partnerships. BMCM is the sole owner of BMM GP and thus had an indirect profits interest in the Common Stock beneficially owned by BMM.
( 6 )As disclosed on the Issuer's Form 8-K filed on October 1, 2015, on September 30, 2015, the effective date of the Chapter 11 Plan of the Issuer and its subsidiaries dated September 18, 2015, all shares of Common Stock were cancelled without further act.
( 7 )The Reporting Persons are jointly filing this Form 4 pursuant to R ule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of ten Reporting Persons per filing.

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