Sec Form 4/A Filing - West Family Investments, Inc. @ TRANSATLANTIC PETROLEUM LTD. - 2017-10-02

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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
West Family Investments, Inc.
2. Issuer Name and Ticker or Trading Symbol
TRANSATLANTIC PETROLEUM LTD. [ TAT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
See Remarks
(Last) (First) (Middle)
1603 ORRINGTON AVENUE, SUITE 810
3. Date of Earliest Transaction (MM/DD/YY)
10/02/2017
(Street)
EVANSTON, IL60201
4. If Amendment, Date Original Filed (MM/DD/YY)
10/02/2017
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 10/02/2017 J( 1 ) 281,366 ( 3 ) A $ 0.7108 ( 4 ) 1,011,207 I See Footnote 2. ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
West Family Investments, Inc.
1603 ORRINGTON AVENUE
SUITE 810
EVANSTON, IL60201
See Remarks
WEST MARY E
1063 ORRINGTON AVENUE
SUITE 810
EVANSTON, IL60201
See Remarks
West Gary
1603 ORRINGTON AVENUE
SUITE 810
EVANSTON, IL60201
See Remarks
West Investment Holdings, LLC
1603 ORRINGTON AVENUE
SUITE 810
EVANSTON, IL60201
X See Remarks
Signatures
Randall Rochman, on behalf of West Family Investments, Inc., as its CEO 10/04/2017
Signature of Reporting Person Date
Gary West 10/04/2017
Signature of Reporting Person Date
Mary West 10/04/2017
Signature of Reporting Person Date
Randall Rochman, on behalf of West Investment Holdings, LLC, as its Manager 10/04/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Transatlantic Petroleum Ltd. elected to pay the quarterly dividends due on September 30, 2017 on its 12.0% Series A Convertible Redeemable Preferred Shares (Series A Preferred Shares) in its Common Shares, par value $0.10 per share, as permitted by the certificate of designation for the Series A Preferred Shares. West Investment Holdings, LLC (WIH) owns 100,000 Series A Preferred Shares.
( 2 )The Common Shares are owned by WIH, an entity owned by West Family Holdings, LLC, an entity that is owned by trusts of which Gary West and Mary West are beneficiaries.
( 3 )The original Form 4 filed on October 2, 2017 is amended by this Form 4 amendment to correctly reflect the number of Common Shares paid to WIH.
( 4 )The Common Shares were issued at a price of $0.7108 per share, which was equal to the 15-day volume weighted average price (VWAP) through the close of trading of the Common Shares on the NYSE American (or NYSE MKT) on September 13, 2017 (the trading day prior to the record date for such September 30, 2017 dividend).

Remarks:
This statement is filed jointly on behalf of West Family Investments, Inc. (the Adviser), WIH, Gary West and Mary West (collectively, the reporting persons). The Adviser is an investment adviser exempt from registration pursuant to 17 C.F.R. Section 275.202(a)(11)(G)-1. Pursuant to Rule 16a-1 the Adviser does not beneficially own any securities listed on the Form 3 or Form 4. However, the Adviser maintains complete investment and voting power and authority with respect to all of the shares under management arrangements entered into by and between the Adviser and the direct owners of the shares (as indicated in the footnotes of the Form 3 and Form 4). WIH is a beneficial owner of greater than 10% of the Common Shares of the Issuer. The reporting persons disclaim beneficial ownership of all of the securities reported in Table I except to the extent of any pecuniary interest therein.

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