Sec Form 4 Filing - West Family Investments, Inc. @ TRANSATLANTIC PETROLEUM LTD. - 2017-07-01

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
West Family Investments, Inc.
2. Issuer Name and Ticker or Trading Symbol
TRANSATLANTIC PETROLEUM LTD. [ TAT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
See Footnote 9
(Last) (First) (Middle)
1603 ORRINGTON AVE, SUITE 810,
3. Date of Earliest Transaction (MM/DD/YY)
07/01/2017
(Street)
EVANSTON, IL60201
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Convertible Note ( 9 ) ( 1 ) 07/01/2017 J( 2 ) ( 1 ) 07/01/2017 Common Shares 77,205 $ 525,000 0 I See Footnote 3 ( 3 )
Convertible Note ( 1 ) 07/01/2017 J( 2 ) ( 1 ) 07/01/2017 Common Shares 61,764 $ 420,000 0 I See Footnote 4 ( 4 )
Convertible Note ( 1 ) 07/01/2017 J( 2 ) ( 1 ) 07/01/2017 Common Shares 51,470 $ 350,000 0 I See Footnote 5 ( 5 )
Convertible Note ( 1 ) 07/01/2017 J( 2 ) ( 1 ) 07/01/2017 Common Shares 77,205 $ 525,000 0 I See Footnote 6 ( 6 )
Convertible Note ( 1 ) 07/01/2017 J( 2 ) ( 1 ) 07/01/2017 Common Shares 61,764 $ 420,000 0 I See Footnote 7 ( 7 )
Convertible Note ( 1 ) 07/01/2017 J( 2 ) ( 1 ) 07/01/2017 Common Shares 51,470 $ 350,000 0 I See Footnote 8 ( 8 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
West Family Investments, Inc.
1603 ORRINGTON AVE, SUITE 810
EVANSTON, IL60201
See Footnote 9
West Investment Holdings, LLC
1603 ORRINGTON AVE., SUITE 810
EVANSTON, IL60201
X
West Gary
1603 ORRINGTON AVE., SUITE 810
EVANSTON, IL60201
See Footnote 9
WEST MARY E
1603 ORRINGTON AVE.
SUITE 810
EVANSTON, IL60201
See Footnote 9
Signatures
Randall Rochman, on behalf of West Family Investments, Inc., as its CEO 07/03/2017
Signature of Reporting Person Date
Gary West 07/03/2017
Signature of Reporting Person Date
Mary West 07/03/2017
Signature of Reporting Person Date
Randall Rochman, on behalf of West Investment Holdings, LLC, as its Manager 07/03/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The 13% Convertible Notes were convertible into Common Shares of the Issuer at any time after 07/01/15 and before the Maturity Date of 07/01/17 at a price of $6.80 per Common Share.
( 2 )The 13% Convertible Notes matured on 07/01/17 and the remaining principal and interest was paid to the holders on 07/03/17.
( 3 )The 13.0% Convertible Note in the principal amount of $525,000 held by Gary West CRT1, LLC, an entity owned by a trust of which Gary West is a beneficiary matured on 07/01/17. The full principal amount and interest was paid to the holder on 07/03/17.
( 4 )The 13.0% Convertible Note in the principal amount of $420,000 held by Gary West CRT2, LLC, an entity owned by a trust of which Gary West is a beneficiary matured on 07/01/17. The full principal amount and interest was paid to the holder on 07/03/17.
( 5 )The 13.0% Convertible Note in the principal amount of $350,000 held by Gary West CRT3, LLC, an entity owned by a trust of which Gary West is a beneficiary matured on 07/01/17. The full principal amount and interest was paid to the holder on 07/03/17.
( 6 )The 13.0% Convertible Note in the principal amount of $525,000 held by Mary West CRT1, LLC, an entity owned by a trust of which Mary West is a beneficiary matured on 07/01/17. The full principal amount and interest was paid to the holder on 07/03/17.
( 7 )The 13.0% Convertible Note in the principal amount of $420,000 held by Mary West CRT2, LLC, an entity owned by a trust of which Mary West is a beneficiary matured on 07/01/17. The full principal amount and interest was paid to the holder on 07/03/17.
( 8 )The 13.0% Convertible Note in the principal amount of $350,000 held by Mary West CRT3, LLC, an entity owned by a trust of which Mary West is a beneficiary matured on 07/01/17. The full principal amount and interest was paid to the holder on 07/03/17.
( 9 )This statement is filed jointly on behalf of West Family Investments, Inc. (the Adviser), West Investment Holdings, LLC (WIH), Gary West and Mary West (collectively, the reporting persons). The Adviser is an investment adviser exempt from registration pursuant to 17 C.F.R. Section 275.202(a)(11)(G)-1. Pursuant to Rule 16a-1 and Instruction 5 of the Form 3, the Adviser does not beneficially own any securities listed on the Form 3 or Form 4. However, the Adviser maintains complete investment and voting power and authority with respect to all of the shares under management arrangements entered into by and between the Adviser and the direct owners of the shares (as indicated in the footnotes of the Form 3 and Form 4). WIH is a beneficial owner of greater than 10% of the Common Shares of the Issuer. The reporting persons disclaim beneficial ownership of all of the securities reported in Table II except to the extent of any pecuniary interest therein.

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