Sec Form 3 Filing - Higgin Andrew @ OMNOVA SOLUTIONS INC - 2019-06-28

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Higgin Andrew
2. Issuer Name and Ticker or Trading Symbol
OMNOVA SOLUTIONS INC [ OMN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
VP, Global Sales
(Last) (First) (Middle)
25435 HARVARD ROAD
3. Date of Earliest Transaction (MM/DD/YY)
06/28/2019
(Street)
BEACHWOOD, OH44122
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 11,865 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Share Units $ 0 ( 1 ) ( 1 ) Common Shares 6,635 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Higgin Andrew
25435 HARVARD ROAD
BEACHWOOD, OH44122
VP, Global Sales
Signatures
/s/ Frank P. Esposito, attorney-in-fact for Andrew Higgin 07/19/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The restricted share units reported in this row were granted to the reporting person on June 21, 2017 (1,500 restricted share units), June 25, 2018 (1,700 restricted share units), and June 25, 2019 (5,000 restricted share units). Each grant of restricted share units is scheduled to vest in approximately equal annual installments until the third year from the date of grant. For the grant issued June 21, 2017, two of the annual installments vested on June 21, 2018 and June 21, 2019 (999 shares in total). For the grant issued June 25, 2018, one installment vested on June 25, 2019 (566 shares). The total amount reported in this row reflects the remaining number of unvested restricted share units.

Remarks:
This Form 3 is being filed late due to inadvertent administrative error.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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