Sec Form 4 Filing - KRAMER LAWRENCE S @ THESTREET, INC. - 2019-03-11

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
KRAMER LAWRENCE S
2. Issuer Name and Ticker or Trading Symbol
THESTREET, INC. [ TST]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O THESTREET, INC., 14 WALL STREET, 15TH FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
03/11/2019
(Street)
NEW YORK, NY10005
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $.01 per share 03/11/2019 M 2,466 A $ 1.71 827,400 I Shares held by Lawrence Kramer and Myla Lerner Revocable Trust
Common Stock, par value $.01 per share 03/11/2019 F 1,890 D $ 2.23 ( 1 ) 825,510 I Shares held by Lawrence Kramer and Myla Lerner Revocable Trust
Common Stock, par value $.01 per share 03/11/2019 M 10,000 A $ 1.47 835,510 I Shares held by Lawrence Kramer and Myla Lerner Revocable Trust
Common Stock, par value $.01 per share 03/11/2019 F 6,591 D $ 2.23 ( 1 ) 828,919 I Shares held by Lawrence Kramer and Myla Lerner Revocable Trust
Common Stock, par value $.01 per share 03/11/2019 M 500,000 A $ 1.2 1,328,919 I Shares held by Lawrence Kramer and Myla Lerner Revocable Trust
Common Stock, par value $.01 per share 03/11/2019 F 269,058 D $ 2.23 ( 1 ) 1,059,861 I Shares held by Lawrence Kramer and Myla Lerner Revocable Trust
Common Stock, par value $.01 per share 03/11/2019 M 5,000 A $ 0.85 1,064,861 I Shares held by Lawrence Kramer and Myla Lerner Revocable Trust
Common Stock, par value $.01 per share 03/11/2019 F 1,905 D $ 2.23 ( 1 ) 1,062,956 I Shares held by Lawrence Kramer and Myla Lerner Revocable Trust
Common Stock, par value $.01 per share 03/11/2019 M 10,000 A $ 0.93 1,072,956 I Shares held by Lawrence Kramer and Myla Lerner Revocable Trust
Common Stock, par value $.01 per share 03/11/2019 F 4,170 D $ 2.23 ( 1 ) 1,068,786 I Shares held by Lawrence Kramer and Myla Lerner Revocable Trust
Common Stock, par value $.01 per share 03/11/2019 M 10,000 A $ 1.8 1,078,786 I Shares held by Lawrence Kramer and Myla Lerner Revocable Trust
Common Stock, par value $.01 per share 03/11/2019 F 8,071 D $ 2.23 ( 1 ) 1,070,715 I Shares held by Lawrence Kramer and Myla Lerner Revocable Trust
Common Stock, par value $.01 per share 8,652 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (right to buy) $ 1.71 03/11/2019 M 2,466 01/04/2016 01/04/2021 Common Stock, par value $.01 per share 2,466 $ 0 0 D
Stock Option (right to buy) $ 1.47 03/11/2019 M 10,000 01/04/2017 01/04/2021 Common Stock, par value $.01 per share 10,000 $ 0 0 D
Stock Option (right to buy) $ 1.2 03/11/2019 M 500,000 02/14/2019( 2 ) 04/01/2023 Common Stock, par value $.01 per share 500,000 $ 0 0 D
Stock Option (right to buy) $ 0.85 03/11/2019 M 5,000 02/14/2019( 2 ) 01/03/2024 Common Stock, par value $.01 per share 5,000 $ 0 0 D
Stock Option (right to purchase) $ 0.93 03/11/2019 M 10,000 02/14/2019( 2 ) 05/31/2024 Common Stock, par value $.01 per share 10,000 $ 0 0 D
Stock Option (right to purchase) $ 1.8 03/11/2019 M 10,000 02/14/2019( 2 ) 05/18/2025 Common Stock, par value $.01 per share 10,000 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
KRAMER LAWRENCE S
C/O THESTREET, INC.
14 WALL STREET, 15TH FLOOR
NEW YORK, NY10005
X
Signatures
/s/ Jared Verteramo, as Attorney-in-Fact For Lawrence S. Kramer 03/18/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the closing price on March 11, 2019.
( 2 )The options fully accelerated and became exercisable upon the sale of the Issuer's institutional business units to Euromoney Institutional Investor PLC.

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