Sec Form 4 Filing - JONES STEVEN C @ NEOGENOMICS INC - 2016-04-20

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
JONES STEVEN C
2. Issuer Name and Ticker or Trading Symbol
NEOGENOMICS INC [ NEO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Executive VP of Finance
(Last) (First) (Middle)
12701 COMMONWEALTH DRIVE SUITE 9
3. Date of Earliest Transaction (MM/DD/YY)
04/20/2016
(Street)
FORT MYERS, FL33913
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/02/2016 S 177,745 D $ 8.21 3,150,000 I By Aspen Select Healthcare LP ( 1 )
Common Stock 05/03/2016 G 20,000 ( 2 ) D $ 8.21 266,251 D
Common Stock 50,476 I By Jones Network, LP
Common Stock 05/03/2016 G 20,000 ( 2 ) A $ 8.21 52,157 I Shares owned in IRA, custodian accounts, and trusts for the family of Steven Jones
Common Stock 190,000 I By self as Trustee for Steven and Carisa Jones Defined Benefit Plan and Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants (Right to Buy) $ 1.5 05/03/2010( 3 ) 05/03/2017 Common Stock 450,000 450,000 D
Stock Option (Right to Buy) $ 4.78 05/04/2016( 4 ) 05/04/2020 Common Stock 225,000 225,000 D
Stock Option (Right to Buy) $ 7.15 04/20/2016 A 100,000 04/20/2017( 5 ) 04/20/2021 Common Stock 100,000 $ 7.15 100,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
JONES STEVEN C
12701 COMMONWEALTH DRIVE SUITE 9
FORT MYERS, FL33913
Executive VP of Finance
Signatures
/s/ Steven Jones 05/03/2016
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Aspen Select Healthcare, LP is a private investment fund. MedicalVenture Partners, LLC is the sole general partner of Aspen Select Healthcare, LP, and Mr. Jones is a Managing Member of Medical Venture Partners, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.
( 2 )These shares are reflected both as a bona fide gift from Steven Jones and a bona fide gift to trust accounts for the immediate family of Steven Jones.
( 3 )Such warrants were issued in connection with a consulting agreement, dated 5/3/2010.
( 4 )On May 4, 2015, Mr. Jones was granted 225,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.
( 5 )On April 20, 2016, Mr. Jones was granted 100,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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