Sec Form 4 Filing - SANDBROOK WILLIAM J @ U.S. CONCRETE, INC. - 2020-06-10

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
SANDBROOK WILLIAM J
2. Issuer Name and Ticker or Trading Symbol
U.S. CONCRETE, INC. [ USCR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O U.S. CONCRETE, INC., 331 N. MAIN ST.
3. Date of Earliest Transaction (MM/DD/YY)
06/10/2020
(Street)
EULESS, TX76039
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common stock 06/10/2020 A 915 ( 1 ) A $ 0 404,379 ( 2 ) D
Common stock 1,512 I By Reporting Person as UGMA custodian for granddaughter
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
SANDBROOK WILLIAM J
C/O U.S. CONCRETE, INC.
331 N. MAIN ST.
EULESS, TX76039
X
Signatures
/s/ CiCi S. Sepehri, as Attorney-in-Fact for William J. Sandbrook 06/12/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reporting person was granted an award of 915 restricted stock units (RSUs) on June 10, 2020 under the U.S. Concrete, Inc. Long Term Incentive Plan for his service as a new non-employee director for the period beginning May 14, 2020 through September 30, 2020. The RSUs awarded will vest on July 1, 2020 in the amount of 305 shares of the Company's common stock and on October 1, 2020 in the amount of 610 shares of the Company's common stock.
( 2 )The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 of Table I as directly owned shares includes the 915 newly-awarded RSUs and 403,464 shares of common stock.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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