Sec Form 4 Filing - GOFF JOHN C @ CONTANGO OIL & GAS CO - 2020-06-09

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
GOFF JOHN C
2. Issuer Name and Ticker or Trading Symbol
CONTANGO OIL & GAS CO [ MCF]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
500 COMMERCE STREET, SUITE 700
3. Date of Earliest Transaction (MM/DD/YY)
06/09/2020
(Street)
FORT WORTH, TX76102
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10,144,020 I See footnote ( 1 ) ( 2 )
Common Stock 06/09/2020 C 800,000 A $ 0 ( 8 ) 8,632,710 I See footnote ( 3 )
Common Stock 06/09/2020 C 820,000 A $ 0 ( 8 ) 11,666,008 I See footnote ( 4 )
Common Stock 3,571,786 D ( 9 )
Common Stock 06/09/2020 C 400,000 A $ 0 ( 8 ) 3,012,664 I See footnote ( 5 )
Common Stock 06/09/2020 C 200,000 A $ 0 ( 8 ) 372,890 I See footnote ( 6 )
Common Stock 16,082 D ( 7 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series C Contingent Convertible Preferred Stock ( 8 ) 06/09/2020 C 820,000 ( 8 ) ( 8 ) Common Stock 820,000 $ 0 ( 8 ) 0 I See footnote ( 4 )
Series C Contingent Convertible Preferred Stock ( 8 ) 06/09/2020 C 400,000 ( 8 ) ( 8 ) Common Stock 400,000 $ 0 ( 8 ) 0 I See footnote ( 5 )
Series C Contingent Convertible Preferred Stock ( 8 ) 06/09/2020 C 800,000 ( 8 ) ( 8 ) Common Stock 800,000 $ 0 ( 8 ) 0 I See footnote ( 3 )
Series C Contingent Convertible Preferred Stock ( 8 ) 06/09/2020 C 200,000 ( 8 ) ( 8 ) Common Stock 200,000 $ 0 ( 8 ) 0 I See footnote ( 6 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
GOFF JOHN C
500 COMMERCE STREET
SUITE 700
FORT WORTH, TX76102
X X
Goff MCF Partners, LP
500 COMMERCE STREET
SUITE 700
FORT WORTH, TX76102
X
Goff Capital, Inc.
500 COMMERCE STREET
SUITE 700
FORT WORTH, TX76102
X
Goff Family Investments, LP
500 COMMERCE STREET
SUITE 700
FORT WORTH, TX76102
X
JCG 2016 Holdings, LP
500 COMMERCE STREET
SUITE 700
FORT WORTH, TX76102
X
Kulik Partners, LP
500 COMMERCE STREET
SUITE 700
FORT WORTH, TX76102
X
John C. Goff 2010 Family Trust
500 COMMERCE STREET
SUITE 700
FORT WORTH, TX76102
X
Signatures
John C. Goff 06/11/2020
Signature of Reporting Person Date
Goff MCF Partners, LP, By: GFS Contango GP, LLC, its General Partner, By: John C. Goff, Chief Executive Officer 06/11/2020
Signature of Reporting Person Date
Goff Capital, Inc., By: John C. Goff, Chief Executive Officer 06/11/2020
Signature of Reporting Person Date
Goff Family Investments, LP, By: Goff Capital, Inc., its General Partner, By: John C. Goff, Chief Executive Officer 06/11/2020
Signature of Reporting Person Date
JCG 2016 Holdings, LP, By: JCG 2016 Management, LLC, its General Partner, By: John C. Goff, Manager 06/11/2020
Signature of Reporting Person Date
Kulik Partners, LP, By: Kulik GP, LLC, its General Partner, By: John C. Goff, Manager 06/11/2020
Signature of Reporting Person Date
John C. Goff 2010 Family Trust, By: John C. Goff, Trustee 06/11/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The Common Stock is held directly by Goff MCF Partners, LP (Goff MCF). GFS Contango GP, LLC (GFS Contango) is the general partner of Goff MCF, and, as such, it may be deemed to beneficially own the securities held by Goff MCF. GFS Management, LLC (GFS Management) is the managing member of GFS Contango and, as such, it may be deemed to beneficially own the securities held by GFS Contango. Goff Focused Strategies LLC (GFS) is the managing member of GFS Management and, as such, it may be deemed to beneficially own the securities held by GFS Management. GFT Strategies, LLC (GFT) is the controlling equity holder of GFS and, as such, it may be deemed to beneficially own the securities held by GFS.
( 2 )(Continued form Footnote 1) The Trust is the managing member of GFT and, as such, it may be deemed to beneficially own the securities held by GFT. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff MCF, except to the extent of his pecuniary interest therein.
( 3 )The Series C Preferred Stock and Common Stock acquired upon the conversion of the Series C Preferred Stock are held directly by JCG 2016 Holdings, LP (JCG Holdings). JCG 2016 Management, LLC (JCG Management) is the general partner of JCG Holdings and, as such, it may be deemed to beneficially own the securities held by JCG Holdings. The Trust is the controlling equity holder of JCG Management and, as such, it may be deemed to beneficially own the securities held by JCG Management. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by the Trust, except to the extent of his pecuniary interest therein.
( 4 )The Series C Preferred Stock and Common Stock acquired upon the conversion of the Series C Preferred Stock are held directly by the The John C. Goff 2010 Family Trust (the Trust). John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by the Trust, except to the extent of his pecuniary interest therein.
( 5 )The Series C Preferred Stock and Common Stock acquired upon the conversion of the Series C Preferred Stock are held directly by Goff Family Investments, LP (Goff Investments). Goff Capital, Inc. (Goff Capital) is the general partner of Goff Investments and, as such, it may be deemed to beneficially own the securities held by Goff Investments. The Trust is the controlling shareholder of Goff Capital and, as such, it may be deemed to beneficially own the securities held by Goff Capital. John C. Goff is the trustee of the Trust and, as such, he may be deemed to beneficially own the securities held by the Trust. Mr. Goff disclaims beneficial ownership of the Common Stock held by Goff Investments, except to the extent of his pecuniary interest therein.
( 6 )The Series C Preferred Stock and Common Stock acquired upon the conversion of the Series C Preferred Stock are held directly by Kulik Partners, LP (Kulik Partners). Kulik GP, LLC (Kulik GP) is the general partner of Kulik Partners and, as such, may be deemed to beneficially own the securities held by Kulik Partners. John C. Goff is the manager of Kulik GP, and, as such, he may be deemed to beneficially own the securities held by Kulik GP. Mr. Goff disclaims beneficial ownership of the Common Stock held by Kulik Partners, except to the extent of his pecuniary interest therein.
( 7 )The Common Stock is directly held by John C. Goff. The Common Stock was issued directly to Mr. Goff in connection with his service as a member of the board of directors of the Issuer.
( 8 )On June 9, 2020, the transfer agent executed the instructions from the Issuer to convert each Series C Contingent Convertible Preferred Stock (Series C Preferred Stock) on a one-for-one basis into the Common Stock. Prior to the conversion, the Series C Preferred Stock had no expiration date.
( 9 )The Common Stock is held in an IRA account for the benefit of John C. Goff.

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