Sec Form 4 Filing - Bales Brian A @ REPUBLIC SERVICES, INC. - 2020-07-15

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Bales Brian A
2. Issuer Name and Ticker or Trading Symbol
REPUBLIC SERVICES, INC. [ RSG]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP, Chief Development Officer
(Last) (First) (Middle)
18500 NORTH ALLIED WAY
3. Date of Earliest Transaction (MM/DD/YY)
07/15/2020
(Street)
PHOENIX, AZ85054
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 1 ) 07/15/2020 A 246 ( 2 ) ( 2 ) Common Stock 246 $ 84.3 51,500 D
Stock Units ( 3 ) 07/15/2020 A 126 ( 3 ) ( 3 ) Common Stock 126 $ 84.3 26,418 D
Performance Shares (PSUs) ( 1 ) 07/15/2020 A 90 ( 4 ) ( 4 ) Common Stock 90 $ 84.3 18,839 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Bales Brian A
18500 NORTH ALLIED WAY
PHOENIX, AZ85054
EVP, Chief Development Officer
Signatures
/s/ Eileen B. Schuler Attorney-in-Fact 07/17/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Based on 1 on 1 conversion.
( 2 )Reflects dividends paid on the Restricted Stock Units ("RSUs") awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan. RSUs are held under the Company's Deferred Compensation Plan.
( 3 )Mr. Bales holds these stock units under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.
( 4 )Reflects dividend equivalents received on the 11,186 Performance Shares ("PSUs") earned as of 02/08/2019 and 7,261 PSUs earned as of 02/14/2020 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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