Sec Form 4 Filing - Sapinda Asia Ltd @ SecureAlert, Inc. - 2013-06-13

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Sapinda Asia Ltd
2. Issuer Name and Ticker or Trading Symbol
SecureAlert, Inc. [ SCRA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
ROOMS 803-4, 8TH FLOOR, HANG SENG BANK BUILDING, 200 HENNESSY RD
3. Date of Earliest Transaction (MM/DD/YY)
06/13/2013
(Street)
WANCHAI, HONG KONG, K300000
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock ( 1 ) ( 2 ) 06/13/2013 P 556,648 A $ 7.5 1,184,899 D ( 3 )
Common Stock ( 1 ) ( 2 ) 09/30/2013 C( 4 ) 3,905,917 A $ 4.5 5,090,816 D ( 3 )
Common Stock ( 1 ) ( 2 ) 10/29/2013 S 628,251 D $ 19 4,462,565 D ( 3 )
Common Stock ( 1 ) ( 2 ) 10/30/2013 S 556,648 D $ 7.5 3,905,917 D ( 5 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Convertible Loan $ 4.5 09/30/2013 C( 4 ) 03/01/2013 06/17/2014 Common Stock 3,905,917 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Sapinda Asia Ltd
ROOMS 803-4, 8TH FLOOR
HANG SENG BANK BUILDING, 200 HENNESSY RD
WANCHAI, HONG KONG, K300000
X
Windhorst Lars
C/O SAPINDA ASIA LTD, RMS 803-4, 8TH FLR
HANG SENG WANCHAI BLDG, 200 HENNESY ROAD
WANCHAI, K3999077
X
Signatures
Sapinda Asia Limited; By: /s/ Lars Windhorst, Authorized Signatory 11/05/2013
Signature of Reporting Person Date
By: /s/ Lars Windhorst 11/05/2013
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This Form 4 is filed jointly by Sapinda Asia Limited ("Sapinda Asia") and Lars Windhorst (collectively, the "Reporting Persons"). As the sole shareholder of Sapinda Asia, Mr. Windhorst may be deemended to beneficially own the Common Stock beneficially owned by Sapinda Asia. Mr. Windhorst disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
( 2 )200-for-1 reverse stock split of the Common Stock took effect on March 25, 2013.
( 3 )Mr. Windhorst directly owns the 556,648 shares of Common Stock acquired on June 13, 2013.
( 4 )On September 30, 2013, pursuant to the Loan and Security Agreement between Sapinda Asia and the Issuer, Sapinda Asia converted the entire principal of $16,640,000 and the accrued and unpaid interest under the loan into 3,905,917 shares of Common Stock at a post-reverse stock split rate of $4.50 per share.
( 5 )Mr. Windhorst directly owned the 556,648 shares of Common Stock disposed of on October 30, 2013.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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