Sec Form 4 Filing - Borne Laurent @ STONERIDGE INC - 2021-03-10

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Borne Laurent 2. Issuer Name and Ticker or Trading Symbol STONERIDGE INC [ SRI] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) Pres. Electronics and CTO (Last) (First) (Middle) C/O STONERIDGE, INC., 39675 MACKENZIE DRIVE, SUITE 400 3. Date of Earliest Transaction (MM/DD/YY) 03/10/2021 (Street) NOVI, MI48377 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Shares, without par value 03/10/2021 M 12,166 ( 1 ) A 14,678 D Common Shares, without par value 03/10/2021 F 3,598 D $ 36.46 11,080 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Performance Shares/Share Units ( 1 ) 03/10/2021 M 12,166 ( 1 ) ( 1 ) Common Shares, without par value 12,166 ( 1 ) 52,516 D Performance Shares/Share Units ( 1 ) 03/10/2021 D 5,123 ( 1 ) ( 1 ) Common Shares, without par value 5,123 ( 1 ) 47,393 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Borne Laurent C/O STONERIDGE, INC. 39675 MACKENZIE DRIVE, SUITE 400 NOVI, MI48377 Pres. Electronics and CTO Signatures /s/ Robert M. Loesch, by power of attorney 03/12/2021 Signature of Reporting Person Date

Explanation of Responses:

( 1 )On September 10, 2019, the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 10, 2021, 5,640 time-based share units under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; 6,706 performance shares under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; and 5,123 performance shares were not earned and were forfeited.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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