Sec Form 4 Filing - CAPUTO THOMAS @ EQUITY ONE, INC. - 2016-08-24

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
CAPUTO THOMAS
2. Issuer Name and Ticker or Trading Symbol
EQUITY ONE, INC. [ EQY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President
(Last) (First) (Middle)
410 PARK AVENUE, SUITE 1220
3. Date of Earliest Transaction (MM/DD/YY)
08/24/2016
(Street)
NEW YORK, NY10022
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/24/2016 M 16,500 A $ 19.13 59,529.8743 ( 1 ) D
Common Stock 08/24/2016 M 100,000 A $ 19.07 159,529.8743 D
Common Stock 08/24/2016 M 148,907 A $ 21.75 308,436.8743 D
Common Stock 08/24/2016 S 265,407 D $ 30.9384 ( 2 ) 43,029.8743 D
Common Stock 08/25/2016 M 101,093 A $ 21.75 144,122.8743 D
Common Stock 08/25/2016 S 101,093 D $ 31.0483 ( 3 ) 43,029.8743 D
Common Stock 107,768 I Indirect ( 4 )
Table II - Derivative Secur ities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock (Option to buy) $ 21.75 08/24/2016 M 148,907 03/14/2012 03/13/2018 Common Stock 148,907 $ 0 101,093 D
Common Stock (Option to buy) $ 21.75 08/25/2016 M 101,093 03/14/2012 03/13/2018 Common Stock 101,093 $ 0 0 D
Common Stock (Option to buy) $ 19.13 08/24/2016 M 16,500 03/17/2013 03/17/2020 Common Stock 16,500 $ 0 0 D
Common Stock (Option to buy) $ 19.07 08/24/2016 M 100,000 02/20/2015 02/20/2021 Common Stock 100,000 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
CAPUTO THOMAS
410 PARK AVENUE
SUITE 1220
NEW YORK, NY10022
President
Signatures
Thomas Caputo 08/25/2016
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes 597.44 shares acquired by the reporting person as of June 30, 2016 under the Issuer's Employee Stock Purchase Plan not previously reported.
( 2 )This transaction was executed in multiple trades ranging from $30.90 to $31.20; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and process at which the transactions were effected upon request of the SEC staff, the issuer or a security holder of the issuer.
( 3 )This transaction was executed in multiple trades ranging from $31.00 to $31.12; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer or security holder of the issuer.
( 4 )Held by the Thomas A. Caputo Family Trust II (the "Trust") for the benefit of the reporting person's family. The reporting person has investment control over the securities held by the Trust.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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