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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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| FORM 4 |
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
| ( 1 )Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan, 50% of which vest on June 18, 2020 and June 18, 2021, respectively.|
( 2 )Includes 80,066 shares owned solely, 4,275 shares owned solely by spouse; and 1,021 shares owned jointly with spouse.
( 3 )Reflects 31,490 shares owned indirectly in the Riverview 401 (k) Plan and 3,241 shares owned indirectly in Riverview's Employee Stock Ownership Plan.
( 4 )Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on June 18, 2020, June 18, 2021 and June 18, 2022.
( 5 )Includes 81,607 shares owned solely, 4,275 shares owned solely by spouse; and 1,021 shares owned jointly with spouse.
( 6 )Reporting Person was granted an award of performance based restricted stock covering a target of 4,621 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on June 18, 2021 and 50% on June 18, 2022, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2019 through March 31, 2020.
( 7 )Includes 86,228 shares owned solely, 4,275 shares owned solely by spouse; and 1,021 shares owned jointly with spouse.
|* If the form is filed by more than one reporting person, see Instruction 4(b)(v).|
|** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).|