|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Series A Warrants |
$
20.63 |
|
|
|
|
|
|
02/09/2018 |
02/09/2028 |
Common Stock, $0.01 par value per share |
65,736 |
|
|
I |
Omega Capital Partners L.P. (
1
) |
Series A Warrants |
$
20.63 |
|
|
|
|
|
|
02/09/2018 |
02/09/2028 |
Common Stock, $0.01 par value per share |
38,246 |
|
|
I |
Omega Equity Investors L.P. (
2
) |
Series A Warrants |
$
20.63 |
|
|
|
|
|
|
02/09/2018 |
02/09/2028 |
Common Stock, $0.01 par value per share |
17,181 |
|
|
I |
Omega Capital Investors L.P. (
3
) |
Series A Warrants |
$
20.63 |
|
|
|
|
|
|
02/09/2018 |
02/09/2028 |
Common Stock, $0.01 par value per share |
31,822 |
|
|
I |
Omega Overseas Partners Ltd. (
4
) |
Series A Warrants |
$
20.63 |
|
|
|
|
|
|
02/09/2018 |
02/09/2028 |
Common Stock, $0.01 par value per share |
86,637 |
|
|
I |
Omega Credit Opportunities Master Fund L.P. (
5
) |
Series B Warrants |
$
28.25 |
|
|
|
|
|
|
02/09/2018 |
02/09/2028 |
Common Stock, $0.01 par value per share |
52,160 |
|
|
I |
Omega Capital Partners L.P. (
1
) |
Series B Warrants |
$
28.25 |
|
|
|
|
|
|
02/09/2018 |
02/09/2028 |
Common Stock, $0.01 par value per share |
30,347 |
|
|
I |
Omega Equity Investors L.P. (
2
) |
Series B Warrants |
$
28.25 |
|
|
|
|
|
|
02/09/2018 |
02/09/2028 |
Common Stock, $0.01 par value per share |
13,632 |
|
|
I |
Omega Capital Investors L.P. (
3
) |
Series B Warrants |
$
28.25 |
|
|
|
|
|
|
02/09/2018 |
02/09/2028 |
Common Stock, $0.01 par value per share |
25,250 |
|
|
I |
Omega Overseas Partners Ltd. (
4
) |
Series B Warrants |
$
28.25 |
|
|
|
|
|
|
02/09/2018 |
02/09/2028 |
Common Stock, $0.01 par value per share |
68,745 |
|
|
I |
Omega Credit Opportunities Master Fund L.P. (
5
) |
Mandatorily Convertible Preferred Stock |
(
6
) |
|
|
|
|
|
|
02/09/2018 |
02/09/2023 |
Common Stock, $0.01 par value per share |
686,167 |
|
|
I |
Omega Capital Partners L.P. (
1
) |
Mandatorily Convertible Preferred Stock |
(
6
) |
|
|
|
|
|
|
02/09/2018 |
02/09/2023 |
common Stock, $0.01 par value per share |
685,587 |
|
|
I |
Omega Equity Investors L.P. (
2
) |
Mandatorily Convertible Preferred Stock |
(
6
) |
|
|
|
|
|
|
02/09/2018 |
02/09/2023 |
Common Stock, $0.01 par value per share |
354,899 |
|
|
I |
Omega Capital Investors L.P. (
3
) |
Mandatorily Convertible Preferred Stock |
(
6
) |
|
|
|
|
|
|
02/09/2018 |
02/09/2023 |
Common Stock, $0.01 par value per share |
686,167 |
|
|
I |
Omega Overseas Partners Ltd. (
4
) |
Mandatorily Convertible Preferred Stock |
(
6
) |
|
|
|
|
|
|
02/09/2018 |
02/09/2023 |
Common Stock, $0.01 par value per share |
1,364,940 |
|
|
I |
Omega Credit Opportunities Master Fund L.P. (
5
) |
|