Sec Form 4/A Filing - PERAZZO TONI M @ AEROCENTURY CORP - 2018-10-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
PERAZZO TONI M
2. Issuer Name and Ticker or Trading Symbol
AEROCENTURY CORP [ ACY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP Finance, Secty. & Treas.
(Last) (First) (Middle)
1440 CHAPIN AVENUE, SUITE 310
3. Date of Earliest Transaction (MM/DD/YY)
10/01/2018
(Street)
BURLINGAME, CA94010
4. If Amendment, Date Original Filed (MM/DD/YY)
10/04/2018
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/01/2018 A( 1 ) 58 A 21,257 ( 2 ) ( 4 ) D
Common Stock 10/01/2018 A( 1 ) 68,792 A 304,867 ( 3 ) ( 4 ) ( 5 ) I by trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
PERAZZO TONI M
1440 CHAPIN AVENUE
SUITE 310
BURLINGAME, CA94010
X X SVP Finance, Secty. & Treas.
Signatures
TONI M. PERAZZO 10/17/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Shares of AeroCentury Common Stock issued to shareholders of JetFleet Holding Corp. ("JHC") in exchange for shares of JHC Common Stock in connection with AeroCentury's acquisition of JHC.
( 2 )Includes 99 shares of previously held by JHC that were distributed to the reporting person pursuant to an in kind dividend by JHC of the issuer's stock and are now directly owned.
( 3 )Includes 114,337 shares of previously held by JHC that were distributed to the reporting person indirectly (by trust) pursuant to an in kind dividend by JHC of the issuer's stock and are now indirectly owned.
( 4 )Total reflects a correction for 6,500 shares of Common Stock previously reported on Form 4 as indirectly owned that are owned directly by reporting person
( 5 )Amendment filed to correct total reported for Indirect holdings in Table I, Column 5 (Amount of Securities Beneficially Owned Following Reported Transaction) from 304,507 to 304,867

Remarks:
Amendment filed to correct previously reported total for Indirect holdings in Table I, Column 5 (Amount of Securities Beneficially Owned Following Reported Transaction) from 304,507 to 304,867

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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