Sec Form 4 Filing - 21 APRIL FUND, LTD. @ Identiv, Inc. - 2017-12-21

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
21 APRIL FUND, LTD.
2. Issuer Name and Ticker or Trading Symbol
Identiv, Inc. [ INVE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
CITCO FUND SERVICES (CAYMAN ISLANDS) LTD, REGATTA OFFICE PARK WEST BAY ROAD
3. Date of Earliest Transaction (MM/DD/YY)
12/21/2017
(Street)
GRAND CAYMAN, E9KY1-1205
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series B Non-Voting Convertible Preferred Stock ( 1 ) $ 4 ( 2 ) 12/21/2017 P 2,388,461 ( 3 ) 12/21/2023( 2 ) ( 2 ) Common Stock 2,388,461 ( 2 ) $ 4 2,388,461 D
Series B Non-Voting Convertible Preferred Stock $ 4 ( 2 ) 12/21/2017 P 611,539 12/21/2023( 2 ) ( 2 ) Common Stock 611,539 ( 2 ) $ 4 611,539 I See footnote ( 4 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
21 APRIL FUND, LTD.
CITCO FUND SERVICES (CAYMAN ISLANDS) LTD
REGATTA OFFICE PARK WEST BAY ROAD
GRAND CAYMAN, E9KY1-1205
X
First Eagle Investment Management, LLC
1345 AVENUE OF THE AMERICAS
44TH FLOOR
NEW YORK, NY10105
X
First Eagle Holdings, Inc.
1345 AVENUE OF THE AMERICAS
44TH FLOOR
NEW YORK, NY10105
X
Signatures
FIRST EAGLE HOLDINGS, INC., By: /s/ Michael M. Kellen, Director 12/26/2017
Signature of Reporting Person Date
FIRST EAGLE INVESTMENT MANAGEMENT, LLC, Investment Adviser of 21 April Fund, Ltd., By: /s/ Michael M. Kellen, Director 12/26/2017
Signature of Reporting Person Date
FIRST EAGLE INVESTMENT MANAGEMENT, LLC, By: /s/ Michael M. Kellen, Director 12/26/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )See Exhibit 99.1, Note 1.
( 2 )See Exhibit 99.1, Note 2.
( 3 )See Exhibit 99.1, Note 3.
( 4 )See Exhibit 99.1, Note 4.

Remarks:
Exhibit List:Exhibit 99.1 - Explanation of Responses

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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