Sec Form 4 Filing - WILCOX EDWARD EARL @ PACIFIC PREMIER BANCORP INC - 2017-09-07

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
WILCOX EDWARD EARL
2. Issuer Name and Ticker or Trading Symbol
PACIFIC PREMIER BANCORP INC [ PPBI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President
(Last) (First) (Middle)
17901 VON KARMAN AVE., SUITE 1200
3. Date of Earliest Transaction (MM/DD/YY)
09/07/2017
(Street)
IRVINE, CA92614
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
PPBI Common Stock 09/07/2017 M 25,000 A $ 7.1 114,843 ( 1 ) D
PPBI Common Stock 09/07/2017 S 10,000 D $ 32.8272 ( 2 ) 104,843 ( 1 ) D
PPBI Common Stock 09/08/2017 S 15,000 D $ 32.7933 ( 3 ) 89,843 ( 1 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Options on PPBI Common Stock $ 7.1 09/07/2017 M 25,000 ( 4 ) 01/02/2018 PPBI Common Stock 25,000 $ 7.1 0 D
Options on PPBI Common Stock $ 5.01 ( 5 ) 08/27/2018 PPBI Common Stock 17,500 17,500 D
Options on PPBI Common Stock $ 6.3 ( 6 ) 01/05/2021 PPBI Common Stock 2,000 2,000 D
Options on PPBI Common Stock $ 7.87 ( 7 ) 06/05/2022 PPBI Common Stock 25,000 25,000 D
Options on PPBI Common Stock $ 10.44 ( 8 ) 01/02/2023 PPBI Common Stock 25,000 25,000 D
Options on PPBI Common Stock $ 15.68 ( 9 ) 01/02/2024 PPBI Common Stock 25,000 25,000 D
Options on PPBI Common Stock $ 15.16 ( 10 ) 01/28/2025 PPBI Common Stock 35,000 35,000 D
PPBI Restricted Stock Unit ( 11 ) ( 11 ) ( 12 ) PPBI Common Stock 3,584 3,584 D
PPBI Restricted Stock Unit ( 13 ) ( 13 ) ( 12 ) PPBI Common Stock 2,497 2,497 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
WILCOX EDWARD EARL
17901 VON KARMAN AVE., SUITE 1200
IRVINE, CA92614
President
Signatures
Edward Wilcox 09/11/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes 40,958 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
( 2 )The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.20 to $33.80, inclusive.
( 3 )The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.40 to $33.125, inclusive.
( 4 )The option vests in three equal annual installments beginning on 1/02/2009.
( 5 )The option vests in three equal annual installments beginning on 8/27/2009.
( 6 )The option vests in three equal annual installments beginning on 1/05/2012.
( 7 )The option vests in three equal annual installments beginning on 6/05/2013.
( 8 )The option vests in three equal annual installments beginning on 1/02/2014.
( 9 )The option vests in three equal annual installments beg inning on 1/02/2015.
( 10 )The option vests in three equal annual installments beginning on 1/28/2016.
( 11 )Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest annually, if at all, commencing January 25, 2017 in three installments ranging between 1/5 and 1/3 of the reported number of Restricted Stock Units.
( 12 )Not applicable.
( 13 )Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest annually, if at all, commencing January 26, 2018 in three installments ranging between 1/5 and 1/3 of the reported number of Restricted Stock Units.

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