Sec Form 4/A Filing - ARLING PAUL D @ UNIVERSAL ELECTRONICS INC - 2013-12-24

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
ARLING PAUL D
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL ELECTRONICS INC [ UEIC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
CEO
(Last) (First) (Middle)
201 E. SANDPOINTE AVENUE, SUITE 800
3. Date of Earliest Transaction (MM/DD/YY)
12/24/2013
(Street)
SANTA ANA, CA92707-6708
4. If Amendment, Date Original Filed (MM/DD/YY)
12/27/2013
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/24/2013 12/24/2013 M 1,510 A $ 16.25 136,671 D
Common Stock 12/24/2013 12/24/2013 S 1,510 D $ 39.0162 ( 1 ) 135,161 D
Common Stock 12/26/2013 12/26/2013 M 221 A $ 16.25 135,382 D
Common Stock 12/26/2013 12/26/2013 S 221 D $ 39 135,161 D
Common Stock 1,000 I By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Rt to Buy) $ 16.25 ( 2 ) 12/24/2013 12/24/2013 M 1,510 06/10/2011( 3 ) 03/10/2019 Common 1,510 $ 16.25 229,602 D
Employee Stock Option (Rt to Buy) $ 16.25 ( 2 ) 12/26/2013 12/26/2013 M 221 06/10/2011( 3 ) 03/10/2019 Common 221 $ 16.25 229,381 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
ARLING PAUL D
201 E. SANDPOINTE AVENUE
SUITE 800
SANTA ANA, CA92707-6708
X CEO
Signatures
/s/Paul D. Arling, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated January 22, 2003 (attached) 01/02/2014
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This is the weighted average of the price traded. The high was $39.25 and the low was $39.00.
( 2 )Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
( 3 )Amended to correct an earlier erroneous reporting of the Exercisable Date, reported previously as 12/10/2010.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.