Sec Form 4 Filing - HAYES GREGORY @ UNITED TECHNOLOGIES CORP /DE/ - 2013-09-16

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person HAYES GREGORY 2. Issuer Name and Ticker or Trading Symbol UNITED TECHNOLOGIES CORP /DE/ [ UTX] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) SVP and CFO (Last) (First) (Middle) ONE FINANCIAL PLAZA 3. Date of Earliest Transaction (MM/DD/YY) 09/16/2013 (Street) HARTFORD, CT06101 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 09/16/2013 M 50,000 A $ 57.84 110,419 D Common Stock 09/16/2013 M 46,500 A $ 56.53 156,919 D Common Stock 09/16/2013 M 30,000 A $ 51.5 186,919 D Common Stock 09/16/2013 S 22,530 D $ 109.6501 ( 1 ) 164,389 D Common Stock 09/16/2013 S 23,599 D $ 109.4955 ( 2 ) 140,790 D Common Stock 09/16/2013 F 23,970 D $ 109.6501 116,820 D Common Stock 09/16/2013 F 26,401 D $ 109.4955 90,419 D Common Stock 09/16/2013 S 30,000 D $ 109.6 60,419 D Common Stock 09/16/2013 M 140,500 ( 3 ) A $ 54.95 140,500 I By Trust Common Stock 09/16/2013 S 69,904 D $ 109.5212 ( 4 ) 70,596 I By Trust Common Stock 09/16/2013 F 70,596 D $ 109.5212 0 I By Trust Common Stock 4,351 I By Savings Plan Trustee Common Stock 874 I By Spouse Common Stock 1,159 I By Spouse's Savings Plan Account

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Non-Qualified Stock Option (right to buy) $ 51.5 09/16/2013 M 30,000 01/03/2008 01/02/2015 Common Stock 30,000 $ 0 46,000 D Stock Appreciation Right $ 56.53 09/16/2013 M 46,500 01/03/2009 01/02/2016 Common Stock 46,500 $ 0 0 D Stock Appreciation Right $ 57.84 09/16/2013 M 50,000 03/08/2009 03/07/2016 Common Stock 50,000 $ 0 0 D Stock Appreciation Right $ 54.95 09/16/2013 M 140,500 ( 3 ) 01/02/2012 01/01/2019 Common Stock 140,500 $ 0 0 I By Trust

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other HAYES GREGORY ONE FINANCIAL PLAZA HARTFORD, CT06101 SVP and CFO Signatures /s/ Charles F. Hildebrand as Attorney-in-Fact 09/18/2013 Signature of Reporting Person Date

Explanation of Responses:

( 1 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.64 to $109.70. Upon request, UTC will provide full information as to the shares sold at each separate price. ( 2 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.48 to $109.57. Upon request, UTC will provide full information as to the shares sold at each separate price. ( 3 )These Stock Appreciation Rights were exercised and shares sold pursuant to an irrevocable trust agreement. ( 4 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.385 to $109.65. Upon request, UTC will provide full information as to the shares sold at each separate price.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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