Sec Form 4 Filing - chang wen-han @ Ainos, Inc. - 2022-07-28

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
chang wen-han
2. Issuer Name and Ticker or Trading Symbol
Ainos, Inc. [ AIMD]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
8880 RIO SAN DIEGO DRIVE, SUITE 800
3. Date of Earliest Transaction (MM/DD/YY)
07/28/2022
(Street)
SAN DIEGO, CA92108
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
RSU ( 1 ) 07/28/2022 A 330,000 ( 1 ) ( 1 ) Common Stock 330,000 $ 0 330,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
chang wen-han
8880 RIO SAN DIEGO DRIVE, SUITE 800
SAN DIEGO, CA92108
X
Signatures
/s/ John Junyong Lee POA for Wen-Han Chang 07/28/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Reference is made to the Restricted Stock Units (the "RSU") granted under the 2021 Director Compensation Policy with respect to non-employee directors and the 2021 Stock Incentive Plan. Each RSU represents a right to receive one (1) share of common stock upon vesting and the expiration of any applicable restricted period, or in the sole discretion of the Compensation Committee, the cash value thereof (or any combination thereof). Holders of RSUs have no rights or privileges as a stockholder. Except as otherwise provided in the RSU Agreement, if the Reporting Person's participation is terminated or any reason prior to the date that all of its RSU have vested, all vesting with respect to the RSU shall cease and all unvested RSU shall be forfeited to the Company for no consideration as of the date termination. Vesting dates related to the RSUs are listed below:Vesting Date 1: 110,000 shares common stock. The last day of the six-month period commending on the grant date.Vesting Date 2: 110,000 shares common stock. The last day of the six-month period commencing on the 1-year anniversary of the grant date (i.e., 18 months after grant date).Vesting Date 3: 110,000 shares common stock. The last day of the six-month period commencing on the 2nd anniversary of the grant date (i.e., 30 months after grant date).

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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