Sec Form 4 Filing - Fischer Anthony J @ UMB FINANCIAL CORP - 2015-06-10

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Fischer Anthony J
2. Issuer Name and Ticker or Trading Symbol
UMB FINANCIAL CORP [ UMBF]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President UMB Fund Services
(Last) (First) (Middle)
235 GALENA STREET
3. Date of Earliest Transaction (MM/DD/YY)
06/10/2015
(Street)
MILWAUKEE, WI53212-3948
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/10/2015 M 92 A $ 39.97 3,899.9151 ( 1 ) D
Common Stock 06/10/2015 M 105 A $ 41.71 4,004.9151 D
Common Stock 06/10/2015 M 150 A $ 37.84 4,154.9151 D
Common Stock 06/10/2015 M 143 A $ 41.37 4,297.9151 D
Common Stock 06/10/2015 S 567 D $ 57 3,730.9151 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 39.97 06/10/2015 M 92 01/01/2015( 2 ) 01/01/2022 Common Stock 92 $ 0 92 D
Stock Option (Right to Buy) $ 41.71 06/10/2015 M 105 01/01/2014( 3 ) 02/18/2021 Common Stock 105 $ 0 36 D
Stock Option (Right to Buy) $ 37.84 06/10/2015 M 150 01/01/2013( 4 ) 01/01/2020 Common Stock 150 $ 0 0 D
Stock Option (Right to Buy) $ 41.37 06/10/2015 M 143 01/01/2012( 5 ) 01/01/2019 Common Stock 143 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Fischer Anthony J
235 GALENA STREET
MILWAUKEE, WI53212-3948
President UMB Fund Services
Signatures
/s/ John C. Pauls Attorney-in-fact for Mr. Fischer 06/11/2015
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Reflects shares acquired through the reinvestment of dividends on restricted stock
( 2 )Options will vest 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.
( 3 )Options will vest 50% on 1/1/2014, 75% on 1/1/2015 and 100% on 1/1/2015
( 4 )Options will vest 50% on 1/1/2013; 75% on 1/1/2014; and 100% on 1/1/2015
( 5 )Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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