Sec Form 4 Filing - Luckshire Daniel J @ SIGA TECHNOLOGIES INC - 2019-07-31

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Luckshire Daniel J
2. Issuer Name and Ticker or Trading Symbol
SIGA TECHNOLOGIES INC [ SIGA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Executive VP & CFO
(Last) (First) (Middle)
C/O SIGA TECHNOLOGIES, INC., 31 EAST 62ND STREET
3. Date of Earliest Transaction (MM/DD/YY)
07/31/2019
(Street)
NEW YORK, NY10065
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $.0001 per share 07/31/2019 A 26,666 ( 1 ) A $ 0 232,731 D
Common Stock, par value $.0001 per share 07/31/2019 F 12,788 ( 1 ) D $ 5.6 219,943 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 2 ) 07/31/2019 A 53,334 ( 2 ) ( 2 ) Common Stock, par value $.0001 per share 53,334 $ 0 53,334 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Luckshire Daniel J
C/O SIGA TECHNOLOGIES, INC.
31 EAST 62ND STREET
NEW YORK, NY10065
Executive VP & CFO
Signatures
/s/ Daniel J. Luckshire 08/02/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This Form 4 reports the grant to the Reporting Person of 26,666 shares of common stock of SIGA Technologies (the "Issuer") pursuant to the Issuer's 2010 Stock Incentive Plan and the related surrender to the Issuer of 12,788 of such shares to satisfy certain tax withholding obligations of the Issuer associated with such grant. No shares of common stock of the Issuer were sold by the Reporting Person in a market transaction.
( 2 )The RSUs vest in equal yearly installments over a period of two (2) years, with the first 1/2 of such RSUs vesting on July 31, 2020 and the remaining 1/2 of such RSUs vesting on July 31, 2021. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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