Sec Form 4 Filing - GLAZER AVRAM A @ HC2 HOLDINGS, INC. - 2020-11-25

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person GLAZER AVRAM A 2. Issuer Name and Ticker or Trading Symbol HC2 HOLDINGS, INC. [ HCHC] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Last) (First) (Middle) C/O WOODS OVIATT GILMAN LLP, 1900 BAUSCH & LOMB PLACE 3. Date of Earliest Transaction (MM/DD/YY) 11/25/2020 (Street) ROCHESTER, NY14604 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 11/25/2020 C 11,891,539 A $ 0 ( 1 ) 11,891,539 I Owned by Lancer Capital LLC

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Series B Non-Voting Participating Convertible Preferred Stoc $ 21,433,793.53 11/25/2020 P 21,433.71 11/25/2020 ( 2 ) Common Stock 21,433.71 $ 1,000 21,433.71 I Owned by Lancer Capital LLC

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other GLAZER AVRAM A C/O WOODS OVIATT GILMAN LLP 1900 BAUSCH & LOMB PLACE ROCHESTER, NY14604 X X Signatures Avram A. Glazer 11/30/2020 Signature of Reporting Person Date

Explanation of Responses:

( 1 )The Reporting Person acquired 21,433.71 shares of Series B Non-Voting Participating Convertible Preferred Stock on November 25, 2020. Immediately following this acquisition, the Reporting Person converted the aggregate 26,933.71 shares of Series B Non-Voting Participating Convertible Preferred Stock owned by it into 11,891,539 shares of common stock of the Issuer. ( 2 )The Series B Non-Voting Participating Convertible Preferred Stock is convertible, subject to certain conditions, into Common Stock and has no expiration date.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

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