Sec Form 4 Filing - Woon Eric @ COLUMBUS MCKINNON CORP - 2013-10-30

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Woon Eric
2. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [ CMCO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Vice President - APAC
(Last) (First) (Middle)
140 JOHN JAMES AUDUBON PARKWAY
3. Date of Earliest Transaction (MM/DD/YY)
10/30/2013
(Street)
AMHERST, NY14228
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10,125 ( 1 ) D
Common Stock 10/30/2013 M 708 A $ 14.8 10,833 ( 1 ) D
Common Stock 10/30/2013 S 708 D $ 26.5 10,125 ( 1 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Options (Right to Buy) $ 14.8 10/30/2013 M 708 01/25/2013 01/24/2020 Common Stock 708 $ 0 9,292 ( 2 ) D
Non-Qualified Stock Options (Right to Buy) $ 18.24 05/17/2011 05/16/2020 Common Stock 1,724 1,724 ( 3 ) D
Non-Qualified Stock Options (Right to Buy) $ 19.5 05/23/2012 05/22/2021 Common Stock 2,334 2,334 ( 4 ) D
Non-Qualified Stock Options (Right to Buy) $ 13.43 05/21/2013 05/20/2022 Common Stock 5,517 5,571 ( 5 ) D
Non-Qualified Stock Options (Right to Buy) $ 18.95 ( 6 ) 05/20/2023 Common Stock 4,970 ( 6 ) 4,970 ( 6 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Woon Eric
140 JOHN JAMES AUDUBON PARKWAY
AMHERST, NY14228
Vice President - APAC
Signatures
Eric Woon 11/01/2013
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes 9,135 shares of restricted stock units issued to reporting person, subject to forfeiture in whole or part; 227 shares become fully fested and non-forfeitable on 5/17/2014, 927 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2013, 2,751 units become fully vested and non-forfeitable 25% per year for four years beginning 5/21/2013, 2,356 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2014, and the remaining 2,874 shares become fully vested and non-forfeitable on 5/21/2015, if reporting person remains an employee of issuer.
( 2 )The reporting person exercised 708 options on 10/30/2013. The remaining 9,292 options become exercisable 50% per year for two years beginning 1/25/2014, if reporting person remains an employee of issuer.
( 3 )Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
( 4 )Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
( 5 )Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
( 6 )Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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